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15 Oct 2020, 8:49 am
By Emily Cunningham and Ryan Steele On Oct. 7, 2020, the Securities and Exchange Commission (SEC) proposed a limited and conditional exemption from broker registration for natural persons, referred to as “finders,” who seek to help non-reporting, private companies raise capital from accredited investors in exempt offerings, subject to certain conditions. [read post]
15 Oct 2020, 8:49 am
By Emily Cunningham and Ryan Steele On Oct. 7, 2020, the Securities and Exchange Commission (SEC) proposed a limited and conditional exemption from broker registration for natural persons, referred to as “finders,” who seek to help non-reporting, private companies raise capital from accredited investors in exempt offerings, subject to certain conditions. [read post]
2 Jul 2013, 1:41 pm
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