Search for: "Equity Trust Company Custodian"
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4 Jun 2024, 4:20 am
On Thursday, DTCC issued a statement noting: Our analysis shows that as of yesterday, May 29, 94.55% of transactions were affirmed by the Depository Trust Company (DTC) cutoff time of 9:00PM ET on trade date. [read post]
21 May 2024, 9:01 pm
This should make the Final Rule less disruptive for managers of private funds such as private equity, credit, real estate and hedge funds than the 2016 rule, but there are certain important points for managers to focus on. [read post]
25 Jan 2024, 4:00 pm
Editor’s Note: Welcome to “Vendor Voices in eDiscovery,” a regular and trusted waypoint within the rapidly changing landscape of eDiscovery. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
11 Dec 2023, 1:18 pm
An ownership interest may be directly or indirectly owned or controlled through any contract, arrangement, understanding, relationship, or otherwise, including: (A) joint ownership of an undivided interest in such ownership interest; (B) through another individual acting as a nominee, intermediary, custodian, or agent; (C) if held in trust: (1) as a trustee or other individual with the authority to dispose of trust assets; (2) as a beneficiary who: (i) is the sole… [read post]
4 Dec 2023, 6:31 am
The companies listed below, in alphabetical order, are: Ai.Law. [read post]
15 Nov 2023, 6:26 am
“Investor protection and enhancing public trust in our markets requires that we work with a sense of urgency, using all the tools in our toolkit. [read post]
14 Nov 2023, 9:01 pm
” “Investor protection and enhancing public trust in our markets requires that we work with a sense of urgency, using all the tools in our toolkit. [read post]
26 Oct 2023, 10:57 pm
They prescribe the financial resource requirements for responsible entities, IDPS operators and corporate directors of retail CCIVs (Instrument 2023/647), and custodians (Instrument 2023/648). [read post]
12 Sep 2023, 9:01 pm
Such trust helps lower the cost of capital for issuers and enhance returns for investors. [read post]
14 Aug 2023, 8:45 am
An individual may own or control an ownership interest of a Reporting Company in a variety of ways, directly or indirectly, including through joint ownership, certain trust arrangements, or acting as an intermediary, custodian, or agent on behalf of another. [read post]
14 Aug 2023, 8:45 am
An individual may own or control an ownership interest of a Reporting Company in a variety of ways, directly or indirectly, including through joint ownership, certain trust arrangements, or acting as an intermediary, custodian, or agent on behalf of another. [read post]
11 Jun 2023, 9:26 am
As of now, the legislation describes a beneficial owner as “a natural person who, directly or indirectly, through any contract, arrangement, understanding, relationship, or otherwise— (i) exercises substantial control over a corporation or limited liability company; (ii) owns 25 percent or more of the equity interests of a corporation or limited liability company; or (iii) receives substantial economic benefits from the assets of a corporation or limited… [read post]
23 May 2023, 9:01 pm
In 1935, Congress mandated that the newly formed SEC conduct a study of investment trusts and investment companies, report to Congress on their findings, and make recommendations.[1] The Commission subsequently reported to Congress that investment trusts should provide everyday investors with an ability to participate in diversified pools of securities while making capital available to issuers.[2] They identified, though, a set of failures with the funds of those days. [read post]
2 May 2023, 9:01 pm
Further, investors would benefit from the proposal’s changes to enhance the protections that qualified custodians provide, which helps protect assets should the adviser or custodian go bankrupt. [read post]
23 Apr 2023, 9:01 pm
First, we have the deepest, most liquid, most trusted capital markets in the world. [read post]
22 Aug 2022, 9:01 pm
Similarly, the issuance of stablecoins by trust companies subject to prudential regulator oversight remains a viable option for a number of use cases. [read post]
6 Jul 2022, 1:00 am
SECURITY AND TRUSTS / AGENCY Swiss law does not have the concept of a trust. [read post]
13 Feb 2022, 8:03 am
It quite clearly evidences the forms in which both the reactionary and the revolutionary impulse is reflected in the way that societal elite custodians respond to transformative tech. [read post]
6 Dec 2021, 10:17 am
By Anne Sherry, J.D.The Securities Industry and Financial Markets Association (SIFMA), the Investment Company Institute (ICI), and The Depository Trust & Clearing Corporation (DTCC) announced their plan to shorten the settlement cycle from trade date plus two days (T+2) to T+1 by the first half of 2024. [read post]
