Search for: "FCA"
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4 Jun 2024, 6:28 am
Jeffrey Newman is a whistleblower lawyer, whose firm represents whistleblowers in healthcare fraud cases under the False Claims Act (FCA) and also under the Securities and Exchange, FINCEN and CFTC whistleblower programs. [read post]
1 Jun 2024, 9:05 pm
The FCA argued for interpretations which would favor policy holders, and in January 2021, the U.K. [read post]
1 Jun 2024, 6:59 am
Jeffrey Newman is a whistleblower lawyer, whose firm represents whistleblowers in healthcare fraud cases under the False Claims Act (FCA) and also under the Securities and Exchange, FINCEN and CFTC whistleblower programs. [read post]
31 May 2024, 11:27 am
Jeffrey Newman is a whistleblower lawyer, whose firm represents whistleblowers in healthcare fraud cases under the False Claims Act (FCA) and also under the Securities and Exchange, FINCEN and CFTC whistleblower programs. [read post]
30 May 2024, 10:00 pm
Acknowledging that high-quality, easily available investment research supports deep capital markets, listed companies, and economic growth, the UK Financial Conduct Authority (FCA) recently issued a consultation paper proposing to give UK buyside firms an additional option for how to pay for investment research. [read post]
30 May 2024, 10:00 pm
Acknowledging that high-quality, easily available investment research supports deep capital markets, listed companies, and economic growth, the UK Financial Conduct Authority (FCA) recently issued a consultation paper proposing to give UK buyside firms an additional option for how to pay for investment research. [read post]
30 May 2024, 10:00 pm
Acknowledging that high-quality, easily available investment research supports deep capital markets, listed companies, and economic growth, the UK Financial Conduct Authority (FCA) recently issued a consultation paper proposing to give UK buyside firms an additional option for how to pay for investment research. [read post]
30 May 2024, 10:00 pm
Acknowledging that high-quality, easily available investment research supports deep capital markets, listed companies, and economic growth, the UK Financial Conduct Authority (FCA) recently issued a consultation paper proposing to give UK buyside firms an additional option for how to pay for investment research. [read post]
30 May 2024, 10:00 pm
Acknowledging that high-quality, easily available investment research supports deep capital markets, listed companies, and economic growth, the UK Financial Conduct Authority (FCA) recently issued a consultation paper proposing to give UK buyside firms an additional option for how to pay for investment research. [read post]
30 May 2024, 10:00 pm
Acknowledging that high-quality, easily available investment research supports deep capital markets, listed companies, and economic growth, the UK Financial Conduct Authority (FCA) recently issued a consultation paper proposing to give UK buyside firms an additional option for how to pay for investment research. [read post]
29 May 2024, 1:53 pm
., a hedge fund firm He specialized in technology, media and telecommunications sectors while working as an analyst Feng has experience from previous roles at Loft Capital Management As the CEO of MassAve Global, Feng pursues a long-term, fundamental investment strategy focused on public and mature private companies The firm positions itself as providing strategic resources and acting as a long-term capital partner to innovative companies Under Feng’s leadership, MassAve Global… [read post]
29 May 2024, 9:37 am
The FCA’s consultation closed in February 2024. [read post]
29 May 2024, 9:10 am
On July 25, a bipartisan group of senators introduced the False Claims Amendments Act of 2023, which address a few technical loopholes undermining the success of the FCA. [read post]
29 May 2024, 6:30 am
Following in the footsteps of similar initiatives by regulators in other jurisdictions, including the SEC’s recent tightening of investment company name requirements and the FCA’s rules around names and the marketing of investment products introduced as part of its Sustainability Disclosure Requirements and investment labelling regime, the European Securities and Markets Authority (“ESMA”) published its final Guidelines on funds’ names using ESG… [read post]
29 May 2024, 6:30 am
Following in the footsteps of similar initiatives by regulators in other jurisdictions, including the SEC’s recent tightening of investment company name requirements and the FCA’s rules around names and the marketing of investment products introduced as part of its Sustainability Disclosure Requirements and investment labelling regime, the European Securities and Markets Authority (“ESMA”) published its final Guidelines on funds’ names using ESG… [read post]
29 May 2024, 2:24 am
The FCA also highlights the following points: All firms are expected to be resilient and provide services for their customers when needed. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
