Search for: "FIRST SENIOR FINANCIAL GROUP, LLC"
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31 May 2024, 11:49 am
This is not the first time that Merrill has been sanctioned by New Hampshire over telemarketing calls. [read post]
28 May 2024, 12:03 pm
The board of directors is typically responsible for hiring and firing senior officers. [read post]
9 May 2024, 7:29 am
Our Investment Adviser Group assists financial service providers with complex issues that arise in the course of their business, including complying with federal and state laws and rules. [read post]
2 May 2024, 11:07 am
SAVE SOME. 7350332 OXFORD FINANCIAL GROUP, LTD. 7357295 DOUBLE TAP TRUFFLE 7351775 DISRUPTOR 7362529 IT WORKS! [read post]
2 May 2024, 5:59 am
Pets First Services: Pets First Services offers a holistic and comprehensive approach to pet healthcare, providing services such as acupuncture, dental cleanings, and emergency exams. [read post]
1 May 2024, 10:16 pm
The White Law Group reviews the regulatory history of LPL Financial LLC. [read post]
16 Apr 2024, 1:32 pm
Paul Trimber, Wells Fargo Advisor, Allegedly Converted Senior Customer’s Funds According to public records, FINRA, the broker-dealer regulator, has barred former Wells Fargo financial advisor Paul Trimber (CRD#: 2765260) from the securities industry. [read post]
12 Apr 2024, 6:00 am
Despite the risk that BNPL users will financially get in over the heads, BNPL loans themselves are not the root cause of the problem, since most BNPL users do not encounter those issues, says Ted Rossman, a senior industry analyst for Bankrate. . . . [read post]
8 Mar 2024, 5:06 am
“It was a stimulating experience working with children as young as three to seniors, all under one roof. [read post]
4 Mar 2024, 5:56 pm
See Jennifer Senior, InConversation: Antonin Scalia, New York Magazine, Oct. 4, 2013. [read post]
26 Feb 2024, 12:30 pm
The lawsuit named not only SPAC directors and officers but also the financial advisor involved with the deal, Chardan Capital Markets, LLC. [read post]
13 Feb 2024, 8:44 am
This includes corporations, LLCs, and most limited liability partnerships. [read post]
30 Jan 2024, 9:50 am
Fenichel, CPA, Senior Advisor at H.S. [read post]
19 Jan 2024, 10:59 am
Examples of overhead costs include equipment, rent, depreciation, utilities, material storage and handling, property taxes, and management (other than senior management). [read post]
16 Jan 2024, 1:19 pm
Nessim is co-founder and CEO, and Stephen Sigrist is a senior vice president, at SAR LLC. [read post]
28 Dec 2023, 9:05 pm
The veto is President Biden’s first since taking office. [read post]
27 Dec 2023, 6:09 pm
Independent Financial Group LLC Overview The White Law Group reviews the regulatory history of Independent Financial Group LLC. [read post]
21 Nov 2023, 2:26 pm
Five years later, the company unraveled after it stopped paying investors in 2018, failed to file proper financial audit forms, and the SEC charged the company’s senior executives with fraud. [read post]
15 Nov 2023, 6:26 am
” In fiscal year 2023, the SEC obtained orders for $4.949 billion in financial remedies. [read post]
14 Nov 2023, 9:01 pm
” In fiscal year 2023, the SEC obtained orders for $4.949 billion in financial remedies, the second highest amount in SEC history, after the record-setting financial remedies ordered in fiscal year 2022. [read post]
