Search for: "Federal Trade Commission v. Asset and Capital Management Group et al" Results 1 - 20 of 36
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
19 Jul 2023, 9:05 pm by renholding
On April 21, 2021, the European Commission adopted the Corporate Sustainability Reporting Directive, which substantially expands the climate information that must be reported by covered companies. [read post]
13 Feb 2023, 5:59 am by Kevin LaCroix
[xiv] The DOJ’s private equity healthcare antitrust concerns have also been echoed by the Federal Trade Commission (“FTC”). [read post]
1 Feb 2023, 9:01 pm by renholding
Where we are today is a long way from where we began, when the federal securities laws first established true public markets with certain limited registration exceptions. [read post]
28 Jan 2023, 7:32 am
Firms and funds with acute interest in ESG are adamant that issues such as climate change and human capital management are financially material, albeit non-traditional, issues. [read post]
25 Oct 2022, 10:46 am by assoulineberlowe
Chicago Crypto Capital LLC et al In the Northern District of Illinois, the SEC has brought a civil action against Chicago Crypto Capital LLC (“Chicago Crypto”), its president and sole owner Brian B. [read post]
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
In this article, we begin with the Securities and Exchange Commission (“SEC”) regulations that mandate risk disclosures, and the federal statutes that create civil liability for misleading statements. [read post]
31 Jul 2018, 10:40 am by Kevin Kaufman
Capital stock taxes are also nonneutral, as different industries and business structures have vastly different asset mixes. [read post]
4 Aug 2014, 2:34 pm by Jay B. Gould
Weston Capital Asset Management, LLC, et al., Civil Action Number 14-CV-80823-COHN, in the United States District Court for the Southern District of Florida. [read post]
11 Jul 2013, 6:19 pm by Larry Catá Backer
Yet, as its critics argue, this is still a Marxist approach to property and its relationship to individuals and collective ownership.[20] The process has not been without deep division within the Chinese Communist Party at times, as different groups advance distinct visions of the future course of development of Marxi [read post]
28 Jun 2013, 6:01 pm by admin
  They are without them the best kind of commercial asset the world can have, and must never be depressed or suppressed by the law. [read post]
2 May 2011, 5:29 am by Badrinath Srinivasan
In the second, main part, the author, who is a member of the Commission's Expert Group on the arbitration interface, provides a detailed account and evaluation of the new lis pendens-mechanism established by the Commission proposal in order to effectively prevent parallel proceedings in the arbitration context. [read post]
30 Mar 2011, 7:00 am by Kara OBrien
While at the firm, the examiners target certain areas such as conflicts of interest, valuation of complex investment instruments, private funds, allocation of trades (especially where the RIA manages side-by-side incentive fee and non-incentive fee clients), advertising and performance presentations, and custody of assets issues. [read post]
7 Feb 2011, 2:58 am by Marie Louise
No. 337-TA-690 in Certain Printing and Imaging Devices and Components Thereof brought by Ricoh against Oki Data (ITC 337 Update) (ITC Law Blog) US Patents – Lawsuits and strategic steps Chamberlain Group – Failure to timely disclose third party witness contacts prevents testimony: Chamberlain Group, Inc. v. [read post]