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5 Jun 2024, 10:52 am
David Lerner Associates (CRD#5397) functions as a licensed broker-dealer, offering comprehensive independent brokerage services to both individual investors and financial advisors. [read post]
5 Jun 2024, 8:20 am
Therefore in this note, we set out some of the key developments we expect to see in the area of financial services in the course of the upcoming legislature. [read post]
5 Jun 2024, 5:42 am
As we age, the possibility of needing long-term care – assistance with daily activities like bathing, dressing, and medication management – becomes increasingly real. [read post]
5 Jun 2024, 3:39 am
Areas of highest risk should be prioritised and progress updates / any issues of fraud should be escalated to senior management. [read post]
5 Jun 2024, 1:38 am
Additionally, providing comfort and reassurance to the accident victim is crucial until emergency services arrive. 2. [read post]
4 Jun 2024, 10:00 am
He is currently a Managing Director at Anderson, the tax and financial services... [read post]
4 Jun 2024, 9:30 am
At the product level, institutions should establish and report clear criteria, definitions and indicators for products and/or services labelled as green or sustainable. [read post]
4 Jun 2024, 4:44 am
Serving as chief administrative officer of the law school, which includes responsibility for: Managing the school's finances, including development and implementation of the budget. [read post]
4 Jun 2024, 4:20 am
When considering specific market segments as of end of day on May 29: – Prime Broker Affirmation Rate: 98.6% (up from 81% in January) – Investment Manager Auto Affirmation (central match) Rate: 97.5% (up from 92% in January) – Custodian or Investment Manager (self) Affirmation Rate: 84.29% (up from 51% in January) Statement from Brian Steele, Managing Director, President, Clearing & Securities Services: “After working closely with the… [read post]
3 Jun 2024, 10:00 pm
Trends & Insights provides the latest in news articles and insight documents on trending areas for financial service organizations. [read post]
3 Jun 2024, 2:05 pm
Provides that such educational curriculum, specific to newly elected or appointed directors, must include training relating to financial literacy and transparency, recordkeeping, levying of fines, and notice and meeting requirements. [read post]
3 Jun 2024, 11:13 am
Description of management services including a copy of the contract. [read post]
3 Jun 2024, 8:01 am
After the country endured another mass shooting -- this one in Parkland, Florida, which killed 17 students and staff members -- the Superintendent of the New York Department of Financial Services -- which regulates insurance companies and financial services companies -- sent a letter to organizations that administered insurance policies to National Rifle Association members. [read post]
3 Jun 2024, 7:00 am
Citizenship and Immigration Services (USCIS), as well as executive orders signed into law by the Biden administration have made it easier for STEM degree holders to qualify for the National Interest Waiver. [read post]
3 Jun 2024, 4:31 am
The property was apparently owned and managed through several separate entities, including Maiden Lane Holding LLC, Maiden Lane Capital LLC, and Maiden Lane Development LLC. [read post]
3 Jun 2024, 3:50 am
Recognizing the awardees in conjunction with the federal Juneteenth holiday helps raise public awareness of African Americans’ meaningful efforts in financial services while cementing the SEC Historical Society’s vital role as a guardian and promoter of the full history of the SEC. [read post]
3 Jun 2024, 3:11 am
But it’s essential for maintaining compliance and ensuring accurate financial reporting. [read post]
3 Jun 2024, 1:48 am
Former Hedgefund manager, Crispin Odey, has initiated defamation proceedings against the Financial Times for publishing allegations that he sexually assaulted several women. [read post]
2 Jun 2024, 8:45 pm
He has long been a leader in using technology to improve access to legal services. [read post]
1 Jun 2024, 9:05 pm
This has prompted the EU and the U.K. to introduce legislation to enable financial services regulators to regulate such “critical third parties” directly, rather than simply indirectly relying on firms to manage the relationship through contracts. [read post]
