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1 Jun 2024, 9:05 pm
We often focus just on the relationship between the regulator and the regulated, but in practice, third parties play an important role, for example, as certifiers, insurers, auditors, or other forms of gatekeepers, or in providing further guidance on compliance. [read post]
19 Apr 2024, 3:00 am
From the States and Municipalities Europe – EU Auditors Say Lobbyists Can Easily Slip Under Bloc’s Radar Yahoo Finance – Nette Noestlinger (Reuters) | Published: 4/16/2024 Lobbyists can easily bypass European Union (EU) transparency rules to influence policy, auditors said. [read post]
18 Apr 2024, 3:00 am
Campaign Finance National: “Ex-Congressman Asks 11th Circuit to Toss Six-Figure Campaign Finance Penalty” by Kayla Gogging for Courthouse News Service Hawaii: “Inside the Late-Night Parties Where Hawaii Politicians Raked in Money” by Eric Sagara and Irene Casado Sanchez (Big Local News), and Blaze Lovell for Honolulu Civil Beat Michigan: “Nessel Accuses Ex-Speaker Chatfield of Stealing Political Funds in Criminal Charges” by Craig… [read post]
3 Apr 2024, 9:03 pm
Some of this guidance is found only in the high-priced whispers of a select few attorneys or auditors. [read post]
29 Mar 2024, 4:00 am
National/Federal Trump’s Legal Fees Are Sky High. [read post]
22 Mar 2024, 4:00 am
Afflicted with a “culture of complacency[1],” the Ontario Superior Court has long struggled to timely advance cases to trial. [read post]
22 Feb 2024, 2:04 pm
[The issues, arguments, and evidence raised by Mikhail have already been addressed by extant scholarship, including our scholarship. [read post]
17 Dec 2023, 7:51 am
To be frank, I doubt seriously whether anyone involved in drafting the MMA had ever personally conducted or managed a royalty verification examination. [read post]
21 Nov 2023, 6:02 am
New Exchange Act Rule 17ad-25 fulfills a Dodd-Frank mandate to mitigate conflicts of interest for security-based-swap clearing agencies. [read post]
15 Nov 2023, 6:26 am
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
6 Nov 2023, 9:05 pm
For example, as a part of the 2011 Dodd-Frank Act, Congress enacted a whistleblower program to reward eligible individuals with up to 30 percent of the monetary penalties resulting from their tips. [read post]
9 Oct 2023, 6:32 am
Posted by Laura D. [read post]
9 Oct 2023, 6:32 am
Posted by Laura D. [read post]
22 Sep 2023, 4:00 am
National/Federal Lobbyists Flirt with AI While Remaining Cautious of Its Promises Bloomberg Government – Kate Ackley | Published: 9/8/2023 Lobbyists are scrambling to put their imprint on federal oversight of artificial intelligence (AI) and grappling with its influence on their own profession even as they predict robot-lobbyists will likely remain in the realm of science fiction. [read post]
16 Aug 2023, 10:52 am
[iv] In 2010, following the financial crisis and recession, Congress passed the Dodd-Frank Act. [read post]
28 Jul 2023, 6:30 am
Rusenko (KPMG LLP), on Tuesday, July 25, 2023 Tags: Compliance & ethics, compliance risk, Disclosure, ESG issues, ESG risks, Internal auditors Testimony at the HFSC hearing: “Examining Environmental and Social Policy in Financial Regulation” Posted by Keith Ellison, Office of Minnesota Attorney General , on Wednesday, July 26, 2023 Tags: anti-ESG, ESG, ESG risks, Financial institutions, Financial regulation, Monetary policy, Public Companies, State regulation … [read post]
28 Jul 2023, 6:30 am
Rusenko (KPMG LLP), on Tuesday, July 25, 2023 Tags: Compliance & ethics, compliance risk, Disclosure, ESG issues, ESG risks, Internal auditors Testimony at the HFSC hearing: “Examining Environmental and Social Policy in Financial Regulation” Posted by Keith Ellison, Office of Minnesota Attorney General , on Wednesday, July 26, 2023 Tags: anti-ESG, ESG, ESG risks, Financial institutions, Financial regulation, Monetary policy, Public Companies, State regulation … [read post]
29 Jun 2023, 4:00 am
To date, the Ontario Superior Court has neither acknowledged nor published any useful performance metrics (and it was previously faulted by Ontario’s Auditor General for not having case disposition targets). [read post]
19 Jun 2023, 9:05 pm
To some extent, this is another collection of words about an acronym that collects words, in the largely passive and meaningless manner of a lint roller. [read post]
