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15 May 2024, 11:15 am
From 2012 when Dodd-Frank implemented a change requiring fund managers to register the number of registered investment advisers and Exempt Reporting advisers has increased by 60% from 13,222 to 21,203. [read post]
15 May 2024, 5:41 am
Left to right: Mark Aaronson, ’69, Professor of Law Emeritus at the University of California College of Law, San Francisco; Aziz Huq, Frank and Bernice J. [read post]
14 May 2024, 7:33 pm
Frank G. [read post]
14 May 2024, 3:26 pm
”; or, “as long as no one is recording this, let me share this with you…”; or, “I’m about to retire so it won’t matter if this comment comes back to bite me but…”; or, “as long as this is ‘off the record’, let me add…” The commentary & insight that followed was frank and unfiltered. [read post]
Blog Post: Practical Guidance Offers Help with Workplace Issues during Mental Health Awareness Month
13 May 2024, 10:00 pm
To help advise employers on legal and practical workplace mental health issues, see this superb practice note, Mental Health Issues as Work, by Jennifer Mathis, Lewis Bossing, and Sara Frank of the Bazelon Center for Mental Health Law. [read post]
13 May 2024, 12:17 pm
Here are some key points about the attorney-client privilege in Texas: It is one of the oldest privileges recognized in law, intended to encourage full and frank communication between attorneys and clients for the purpose of obtaining legal advice and effective representation. [read post]
13 May 2024, 12:17 pm
Here are some key points about the attorney-client privilege in Texas: It is one of the oldest privileges recognized in law, intended to encourage full and frank communication between attorneys and clients for the purpose of obtaining legal advice and effective representation. [read post]
13 May 2024, 12:17 pm
Here are some key points about the attorney-client privilege in Texas: It is one of the oldest privileges recognized in law, intended to encourage full and frank communication between attorneys and clients for the purpose of obtaining legal advice and effective representation. [read post]
13 May 2024, 8:51 am
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. [read post]
13 May 2024, 8:50 am
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. [read post]
13 May 2024, 8:45 am
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. [read post]
13 May 2024, 8:41 am
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. [read post]
13 May 2024, 7:28 am
This discussion will be chaired and moderated by Corey Brooks (York Coll. of Pennsylvania), and panelists include Frank Cirillo (Univ. of Michigan), Myisha Eatmon (Harvard Univ.), and Sarah Gronningsater (Univ. of Pennsylvania).This online event is free and open to the public; registration is required. [read post]
13 May 2024, 3:25 am
It boggles my mind that, almost fourteen years after the Dodd-Frank Act was enacted, we still have unfinished rulemaking directives from that legislation. [read post]
13 May 2024, 3:20 am
The SEC’s notable absence from the joint agency action on Section 956 of Dodd-Frank Act inevitably makes one wonder, where are we on SEC rulemaking? [read post]
12 May 2024, 9:01 pm
” The OCC further notes in the letter that it is “committed to preserving the legal framework for preemption established by Congress, including in the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
12 May 2024, 7:07 am
I wanted to embed this but Blogger won't let me, so here: Frank Zappa — Cheepnis (Original Roxy Footage). [read post]
10 May 2024, 3:26 pm
“Philadelphia jury awards former mechanic $725.5M in Exxon Mobil case; The jurors linked Paul Gill’s cancer to benzene exposure during his work in the 1970s as an auto mechanic and service station attendant”: Frank Kummer and Ryan W. [read post]
10 May 2024, 1:06 pm
Securities and Exchange Commission (SEC) under the highly successful Dodd-Frank Act,” Kohn writes. [read post]
10 May 2024, 11:10 am
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. [read post]
