Search for: "Gary Buyer" Results 1 - 20 of 264
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
31 May 2024, 5:26 am by Mihir Rai
A trade settlement occurs when a buyer receives a security and the seller is paid. [read post]
24 Mar 2024, 9:01 pm by renholding
” In 1933, the year the Securities Act was enacted, Roosevelt said, “It changes the ancient doctrine of caveat emptor to ‘let the seller beware,’ and puts the burden on the seller rather than on the buyer. [read post]
13 Mar 2024, 6:30 am
In 2023, the SEC suffered a high-profile loss in the Ripple matter in which a district court judge held that Ripple’s sale of XRP to buyers on digital asset exchanges did not constitute the offer or sale of securities. [read post]
13 Mar 2024, 6:30 am
In 2023, the SEC suffered a high-profile loss in the Ripple matter in which a district court judge held that Ripple’s sale of XRP to buyers on digital asset exchanges did not constitute the offer or sale of securities. [read post]
30 Jan 2024, 11:13 am by Alyzza Austriaco
Florida’s sky-high insurance rates are hindering prospective home buyers’ ability to obtain a mortgage and may be negatively impacting real estate sales in the state. [read post]
11 Jan 2024, 9:05 pm by Gianna Hill
SEC Chair Gary Gensler said, despite this action, the SEC does not “approve or endorse bitcoin” or “crypto trading platforms or intermediaries. [read post]
17 Nov 2023, 12:07 pm by Race to the Bottom
In 2021, current SEC Chair Gary Gensler asserted that the SEC considers crypto as a security under the “Howey Test,” derived from the Supreme Court case, SEC v. [read post]
2 Nov 2023, 9:01 pm by renholding
This statement was issued on November 2, 2023, by Gary Gensler, chair of the U.S. [read post]
22 Oct 2023, 9:05 pm by renholding
So long as the merchant is a “qualifying purchaser” (more on that in a moment), she would take the Bitcoin from the buyer free of any other person’s claim. [read post]
28 Jul 2023, 6:30 am
Securities and Exchange Commission, on Thursday, July 27, 2023 Tags: Cybersecurity, Disclosure, ESG, Monetary policy, Risk, SEC enforcement Statement by Chair Gensler on Public Company Cybersecurity Disclosures Posted by Gary Gensler, U.S. [read post]
28 Jul 2023, 6:30 am
Securities and Exchange Commission, on Thursday, July 27, 2023 Tags: Cybersecurity, Disclosure, ESG, Monetary policy, Risk, SEC enforcement Statement by Chair Gensler on Public Company Cybersecurity Disclosures Posted by Gary Gensler, U.S. [read post]
17 Jul 2023, 9:05 pm by ilyabeylin
  From these facts, the opinion makes a bizarre leap, reasoning that because purchasers did not know whether their money was flowing to Ripple or another investor, they had a different reason for expecting their purchases to be profitable from the institutional investors: It may certainly be the case that many Programmatic Buyers purchased XRP with an expectation of profit, but they did not derive that expectation from Ripple’s efforts (as opposed to other factors, such as… [read post]
10 Jul 2023, 8:26 am by Edward T. Kang and Kandis Kovalsky
As the number of transactional options continues to grow, so does the risk for potential buyers, sellers, traders and investors. [read post]
20 Jun 2023, 7:09 pm by Jacob Fishman
This bibliography comprises scholarly books, book chapters, and journal articles published or accepted for publication by full-time, emeritus, and retired faculty of the Sandra Day O’Connor College of Law between April 1, 2023 and June 30, 2023. [read post]
7 Jun 2023, 6:47 am by Unknown
"We allege that Coinbase, despite being subject to the securities laws, commingled and unlawfully offered exchange, broker-dealer, and clearinghouse functions," said SEC Chair Gary Gensler. [read post]
5 May 2023, 1:25 pm by Soo Hwang
SEC Chair Gary Gensler said in a statement that “many crypto trading platforms already come under the current definition of an exchange and thus have an existing duty to comply with the securities laws. [read post]
17 Apr 2023, 5:00 am by Unknown
“These platforms match orders of multiple buyers and sellers of crypto securities using established, non-discretionary methods. [read post]