Search for: "Gary Settle" Results 1 - 20 of 825
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5 Jun 2024, 8:31 am by Kevin LaCroix
Nearly three quarters of the defense counsels we spoke to thought AI will trigger more litigation in the year ahead, particularly following SEC Chair Gary Gensler’s warnings to companies to not ‘AI wash’. [read post]
2 Jun 2024, 9:01 pm by renholding
Orders in a number of recent settled actions also highlight another benefit: a finding by the Commission that a party provided meaningful cooperation.[4] This lets parties publicly demonstrate their positive conduct in what may otherwise be an unfavorable context. [read post]
31 May 2024, 5:26 am by Mihir Rai
Securities and Exchange Commission Chair Gary Gensler said the change will make the U.S. financial markets more resilient. [read post]
16 May 2024, 10:36 am by Gary Burger
Gary Burger Founder | Injury Attorney Gary Burger has dedicated his career to standing up against bullies. [read post]
30 Apr 2024, 4:53 am by Beatrice Yahia
Now, the Israeli government is prepared to settle for only 33. [read post]
18 Apr 2024, 9:01 pm by renholding
In the end, it paid a $19 million civil penalty to settle those claims. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
20 Mar 2024, 2:53 pm by Kevin LaCroix
SEC Chair Gary Gensler set the stage in a speech he made last December in which he warned companies about “AI Washing” – that is, making unfounded AI claims to the public. [read post]
20 Mar 2024, 8:15 am by Gary Burger
Gary Burger Founder | Injury Attorney Gary Burger has dedicated his career to standing up against bullies. [read post]
23 Feb 2024, 11:06 am by The White Law Group
Ex-Morgan Stanley Broker Gary Chang Barred by Securities Regulators  According to a press release, Chingyuan “Gary” Chang, a former registered representative and investment adviser representative, settled charges with the Securities and Exchange Commission (SEC) for misappropriating funds from brokerage customers and an advisory client. [read post]