Search for: "Global Commodities Trading Group, Inc."
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18 Dec 2023, 2:48 pm
Currently, Regulation 4.7 exempts commodity pool operators (“CPOs”) and commodity trading advisors (“CTAs”) from certain compliance requirements if their offerings are limited to qualified eligible persons (“QEPs”). [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
22 Oct 2023, 9:01 pm
Moab Partners According to the investor-plaintiffs who initially brought the underlying case, Macquarie Infrastructure Corporation (“MIC”)—a publicly traded global financial group that owns and operates a portfolio of infrastructure-related businesses—failed to sufficiently disclose the impact of prospective international maritime regulations on No. 6 oil, which was handled and stored in bulk by an affiliate of MIC, International-Matex Tank… [read post]
17 Aug 2023, 9:05 pm
Coinbase Financial Markets, Inc., a cryptocurrency exchange platform, announced that it has secured approval from the National Futures Association to offer cryptocurrency futures trading to retail investors. [read post]
28 Jul 2023, 1:02 pm
In September of 2019, Vereit Inc., a publicly traded REIT formerly known as American Realty Capital Properties (ARCP) founded by Nicholas Schorsch and his partners at AR Global (formerly AR Capital), agreed to pay a total of $738.5 million to settle a class action lawsuit. [read post]
20 Jul 2023, 10:44 am
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
31 May 2023, 1:44 pm
Unicoin is a cryptocurrency engineered as a universal monetary unit (UMU) for global, continental, and domestic trade and payments. [read post]
6 Apr 2023, 5:42 am
“When I toured Michigan’s largest grain handler, Michigan Agricultural Commodities Inc., I met with two twin brothers who took over the business from their father. [read post]
23 Feb 2023, 9:01 pm
The spoofed orders lured other market participants to trade at prices, quantities, or times that they wouldn’t have otherwise traded. [read post]
28 Nov 2022, 9:02 am
Citigroup Global Markets Inc. [read post]
21 Nov 2022, 9:02 am
Citigroup Global Markets Inc. [read post]
31 Oct 2022, 7:35 am
Kraft Foods Group, Inc. et al – United States States District Court – Northern District of Illinois – October 28, 2022) involves a claims under the Commodity Exchange Act and the Sherman Anti-Trust Act. [read post]
25 Oct 2022, 10:46 am
Investment groups, the Commodity Futures Trading Commission (CFTC), and the Securities Exchange Commission (SEC) have begun filing a host of lawsuits across the federal district courts, five major lawsuits alone in the months of September 2022 and October 2022. [read post]
7 Oct 2022, 1:19 pm
As a result, the deal would substantially lessen competition at a time when global supply chain challenges already threaten steady access to important commodities and goods. [read post]
3 Oct 2022, 7:52 am
Securities and Exchange Commission is investigating cryptocurrency exchange Coinbase Global Inc. [read post]
28 Sep 2022, 12:37 pm
Citigroup Global Markets Inc. [read post]
10 Jun 2022, 7:22 am
And, as expected, the legislation would grant new powers and a commanding presence to the Commodity Futures Trading Commission. . . . [read post]
25 May 2022, 9:01 pm
The Pandemic Guidance applies to all publicly traded companies. [read post]
20 May 2022, 9:28 am
Commodity Futures Trading Commission (CFTC) Whistleblower Office issued a Notice of Covered Action (NCA) for an enforcement action taken against Kraft Foods Group, Inc. and Mondelēz Global LLC. [read post]
6 May 2022, 7:30 am
Following Boris Johnson’s recent visit to India, discussions over a UK-India trade deal are ongoing. [read post]
