Search for: "HENRY A. KOONCE"
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5 Mar 2018, 1:23 pm
The findings stated that due to the speculative nature of the recommended securities, the volatility of the energy market and the high level of concentration, this strategy exposed customers to significant potential lossesLeslie Rhodes Koonce (CRD #1131758, Menlo Park, California) Without admitting or denying the findings, Koonce consented to the sanction and to the entry of findings that he participated in several private securities transactions without providing prior written… [read post]
22 Aug 2017, 8:14 pm
LON SMITH & ASSOCIATES, INC. [read post]
22 Aug 2017, 8:14 pm
LON SMITH & ASSOCIATES, INC. [read post]
24 Apr 2015, 2:15 pm
His truck was hit by a semi being driven by 55-year-old Bruce Koonce. [read post]
31 Mar 2015, 4:05 pm
Schwass was struck by a 2001 Kenworth truck, heading westbound on State Highway 44, driven by Bruce Koonce, 55 of Caldwell. [read post]