Search for: "Harbor Private Funds LLC" Results 1 - 20 of 89
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24 Aug 2011, 2:47 am by Hedge Fund Attorney
 Employers may obtain coverage through a private carrier, the New York State Insurance fund or through self-insurance. [read post]
3 Jun 2024, 12:08 pm by Eugene Volokh
Fearless Fund Mgmt., LLC, decided today by the Eleventh Circuit, in an opinion by Judge Kevin Newsom, joined by Judge Robert Luck: [We hold that] the Fearless Strivers Grant Contest, an entrepreneurship funding competition open only to businesses owned by black women, [likely] violates 42 U.S.C. [read post]
17 Sep 2017, 7:30 pm by Wolfgang Demino
  Alternatively, The National Collegiate Funding LLC, any underwriter or any dealer participating in the offering will arrange to send you a prospectus if you request it by calling toll-free 1-800-831-9146.Statements in this press release regarding the planned purchases of private student loans and the related issuances of student loan asset-backed notes, including statements regarding the size, timing, collateral pool composition and structure of the planned… [read post]
6 Nov 2020, 6:30 am
SEC Brings Enforcement Action Against Fund Manager for Single 13D Violation Posted by Eleazer Klein, Adriana Schwartz, and Clara Zylberg, Schulte Roth & Zabel LLP, on Friday, October 30, 2020 Tags: Asset management, Disclosure, Fund managers, Institutional Investors, Ownership, Private funds, Schedule 13D, Securities enforcement, Securities regulation Proposed HSR Rule Change Would Benefit Activists Posted… [read post]
11 Jun 2012, 11:04 am by Nissenbaum Law Group
The exemptions are not available to public companies in the United States, to foreign private issuers or to private investment companies (hedge funds, etc.). [read post]
9 Nov 2011, 7:42 am by Jeffrey W. Berkman, Esq.
The parameters of the Private Offering exemption are hard to delineate, and thus the SEC adopted Rule 506 of Regulation D as a "safe harbor" that sets forth  standards for meeting the exemption. [read post]
7 Feb 2014, 9:24 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. [read post]
9 Nov 2011, 1:05 pm by Jeffrey W. Berkman, Esq.
The parameters of the Private Offering exemption are hard to delineate, and thus the SEC adopted Rule 506 of Regulation D as a "safe harbor" that sets forth  standards for meeting the exemption. [read post]
19 Apr 2022, 5:05 am by David W.S. Lieberman
 Below we explain what the law prohibits, and its key terms and safe harbors. [read post]
4 Jan 2023, 7:27 am by Silver Law Group
” The Devolder Organization, LLC Within a few weeks of the SEC action, Santos formed Devolder Organization LLC and incorporated it in Florida. [read post]
25 Apr 2012, 5:31 am by Jodi Frankel
., an Associate in McNees Wallace & Nurick LLC's Labor and Employment Practice Group in Columbus, Ohio. [read post]
25 Apr 2012, 1:25 pm by Robert Freeman
On April 16, Governor Robert McDonnell announced that the commonwealth has obtained the necessary funding to go ahead with a public-private partnership bridge project. [read post]
20 Jun 2012, 7:06 pm by Geri Haight
Torrent file sharing networks distribute large media files to private users. [read post]
6 Aug 2014, 2:57 pm by Cathy Holmes
  Under Regulation D, the SEC has provided another safe harbor for private offerings conducted in the U.S. and offered to qualified U.S. and non-U.S. persons, providing that those offerings are not required to be registered with the SEC. [read post]
3 Jan 2012, 9:21 pm by Susan Mangiero
 William Carey, President, F-Squared Retirement Solutions Attorney Gordon Eng, General Counsel and Chief Compliance Officer, SKY Harbor Capital Management, LLC Dr. [read post]