Search for: "Herring v. Securities and Exchange Commission of U. S" Results 1 - 20 of 32
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30 Jan 2024, 9:02 pm by renholding
”[6]  The net result is that the settling defendant, for the action to stay settled, must agree both to rescind her past in-court statements contesting the truth of the Commissions allegations and promise never again to contest the truth of the Commissions allegations herself, or even permit others to contest the allegations. [read post]
14 Aug 2023, 5:36 am by Guest Author
Her evaluation of the MQD’s constitutional bona fides is among the best in show. [read post]
19 Dec 2022, 2:31 am by INFORRM
Vox and the BBC covered Twitter’s U-turn. [read post]
5 Jun 2022, 4:26 pm by INFORRM
Former Labour MP Kristina Keneally’s has been forced to restore her social media accounts despite her vow to move offline as she leaves political life to ensure her apology for “false and defamatory” material remains available. [read post]
21 Sep 2020, 2:00 pm by Amy Howe
” In a widely reported exchange, Feinstein told Barrett that, based on Barrett’s speeches, “the conclusion one draws is that the dogma lives loudly within you. [read post]
17 Sep 2020, 4:00 am by Administrator
” This chapter discusses the attacks on the rule of law by the President and some in his orbit, including: (i) the rule of law; (ii) criticisms of laws by the President; (iii) The Hatch Act; (iv) other examples of violations; (v) military law; and (vi) pardons. 12.2 Rule of Law The President of the United States takes an oath to preserve, protect and defend the Constitution. [read post]
14 Dec 2019, 1:55 am
They examine the differences between the Securities and Exchange Commission [SEC] in America, which is Federal, and the Ontario Securities Commission [OSC] which is provincial. [read post]
13 Jun 2018, 9:39 am by Aurora Barnes
Securities and Exchange Commission 17-1077 Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. [read post]
12 Jun 2018, 7:15 am by John Elwood
Securities and Exchange Commission, 17-1077 Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. [read post]
8 Mar 2018, 7:57 am by John Elwood
Securities and Exchange Commission, 17-130, the government persuaded the court that the petitioners in Scott had “failed to raise an Appointments Clause challenge either before the [agency] or before the court of appeals, and neither of those bodies addressed the issue. [read post]
23 Feb 2018, 12:00 am by Public Employment Law Press
Sarbanes-Oxley applies to all "employees" who report misconduct to the Securities and Exchange Commission [SEC], any other federal agency, Congress, or an internal supervisor [see 18 U. [read post]
12 Jan 2018, 11:50 am by Steven W. Peretz and William E. Goydan
Magistrate Judge in the Southern District of Florida held that providing “oral downloads” of otherwise-privileged witness interview notes and memoranda to the Securities and Exchange Commission effectively waived privilege. [read post]
20 Nov 2017, 7:43 am by Joel R. Brandes
In October 2007, due to a pending Securities and Exchange Commission insider trading investigation, the husband resigned. [read post]
20 Nov 2017, 7:43 am by Joel R. Brandes
In October 2007, due to a pending Securities and Exchange Commission insider trading investigation, the husband resigned. [read post]
29 Mar 2017, 5:09 am by SHG
Under the 1975 Securities Acts Amendments, large money-management institutions were required to report their portfolio holdings on a quarterly basis to the Securities and Exchange Commission. [read post]
24 Mar 2017, 7:24 am by John Elwood
Courts of Appeals for the 3rd and 9th Circuits – that Item 303 of Securities and Exchange Commission Regulation S-K creates a duty to disclose that is actionable under Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5. [read post]