Search for: "High Frequency Trading Systems LLC"
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4 Dec 2023, 1:45 pm
Here’s how it typically works: Placing Orders: A trader will place a large number of buy or sell orders (often using high-frequency trading algorithms) with no intention of executing them. [read post]
13 Nov 2023, 1:01 pm
This case marked the SEC’s first instance of addressing manipulation in high-frequency trading, highlighting the SEC’s dedication to pursuing market manipulators, regardless of their trading sophistication. [read post]
7 Nov 2023, 8:37 am
Notably, this case marked the SEC’s first instance of addressing high-frequency trading manipulation, and it underscored the SEC’s commitment to pursuing market manipulators, irrespective of their trading sophistication. [read post]
28 Jul 2023, 1:02 pm
This can be done through spreading false information, engaging in high-frequency trading, or using other tactics to manipulate the true state of the market. [read post]
20 Jul 2023, 10:45 am
From April 2014 through July 2017, Sagepoint allegedly failed to establish, maintain, and enforce a supervisory system for margin trading. [read post]
14 Apr 2023, 11:27 am
This means that a broker cannot recommend a high frequency of trades if it is not appropriate for the customer’s investment goals. [read post]
19 Jan 2023, 12:49 pm
Mezrahi is co-founder and CEO and Sigrist is Vice President of Data Science at SAR LLC. [read post]
3 Nov 2022, 11:41 am
Non-traded REITs are Complex, High-risk Investments Non-traded REITs are illiquid. [read post]
29 Aug 2022, 9:05 pm
Increase in the frequency and intensity of merger reviews Over the past year, parties undergoing merger reviews in front of the FTC and DOJ have witnessed the change in the agencies’ enforcement posture. [read post]
20 Jan 2022, 12:16 pm
Litigation frequency also declined by approximately 22%.[2] Litigation exposure of non-U.S. issuers, public corporations that trade via american depositary receipts amounts to $19.2 billion, a material decrease of about 85% relative to 2020. [read post]
23 Jun 2021, 7:41 am
Excessive trading, also known as churning, occurs when a securities broker executes trades in a customer’s account at an unsuitable frequency in an effort to increase their own commissions. [read post]
21 May 2021, 10:23 am
Citadel Securities LLC, a broker-dealer affiliate of a high-frequency trading firm, paid $22.6 million to settle charges that it misled clients by claiming its algorithm sought to obtain the best price in the marketplace when it did not. [read post]
18 Mar 2021, 8:09 am
Referencing an exhibit attached to his extensive written remarks, Kelleher said that the business model employed by Robinhood involving payment for order guarantees that retail traders will receive the worst execution for their trades, while high frequency traders will receive the best. [read post]
31 Aug 2020, 3:00 pm
Nor do they care about the business interruption or reputational costs of our publicly traded corporations and the women and men that are leading these enterprises through the most challenging business environment in over half a century. [read post]
1 Jan 2020, 9:01 pm
G & C Raw, LLC — Versailles, OHThe Food and Drug Administration sent a warning letter dated Dec. 12, 2019, to the owner of G & C Raw LLC, Cathy Manning. [read post]
31 Dec 2019, 4:40 am
Wall Street LLC. [read post]
23 Aug 2019, 3:00 am
GovPredict, a government relations software company, found the frequency of lawmakers using four-letter words has increased steadily since 2014. [read post]
20 May 2019, 9:11 am
But if the analysis is restricted to members of the high courts, the ratio shifts further in favor of the Texas Supreme Court& [read post]
1 Feb 2019, 10:51 am
Regulating innovation: high frequency trading in dark pools. [read post]
10 Oct 2018, 12:40 pm
Whether guidance emanates from the SEC staff or from the SEC itself, it should be taken with the same high level of significance and attentiveness. [read post]
