Search for: "Hong v. Securities and Exchange Commission" Results 1 - 20 of 87
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Weekly Roundup: January 19-25, 2024
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: January 19-25, 2024
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
D&I jurisdiction summary
6 Dec 2023, 2:35 am by Simon Lovegrove (UK) and Hannah McAslan (UK)
  The Hong Kong Stock Exchange (HKEX) has imposed D&I requirements on its members. [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Weekly Roundup: October 13-19, 2023
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: October 13-19, 2023
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
[Eugene Volokh] Foreigners: When You File in U.S. Courts, You Should Expect U.S. Rules of Public Access to Your Filings
25 Sep 2023, 7:47 am by Eugene Volokh
& Exchange Comm'n v. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Gibson Dunn Discusses Rise of State Laws Restricting Foreign Entities’ Property Acquisitions
24 Sep 2023, 9:01 pm by renholding
A foreign principal or Relevant Chinese Person has a de minimis indirect interest if “any ownership is the result of [their] ownership of registered equities in a publicly traded company owning the land and if [their] ownership interest in the company is either: (a) less than 5 percent of any class of registered equities or less than 5 percent in the aggregate in multiple classes of registered equities; or (b) a noncontrolling interest in an entity controlled by a company that is both… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Tax Avoidance Through Cross-Border Mergers and Acquisitions
8 Aug 2023, 9:05 pm by renholding
Securities and Exchange Commission. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
How Has Blockchain Technology Fared in China? –from a case study of LRB to the most recent NFT cases
27 Mar 2023, 9:50 am by centerforartlaw
Once the security check passes, the “R-Space” tab will appear on the user’s profile page. [read post]
Center for Art Law Blog - http://itsartlaw.com
FY23 funding bill includes significant securities bills and new CFTC whistleblower support
21 Dec 2022, 6:03 am by Unknown
Title V of Division AA of the FY23 appropriations bill would provide for a registration exemption for small business mergers and acquisitions brokers by amending Exchange Act Section 15(b) to add a new subsection (13). [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Law and Media Round Up – 19 December 2022
19 Dec 2022, 2:31 am by INFORRM
The draft adequacy decision found that the US provides an adequate level of protection for personal data exchanged in transatlantic data transfers. [read post]
Inforrm's Blog - https://inforrm.wordpress.com/
Weekly Roundup: December 9-15, 2022
16 Dec 2022, 6:30 am
Securities and Exchange Commission, on Thursday, December 15, 2022 Tags: corporate disclosure, Insider trading, Institutional Investors, Rule 10b-5-1, SEC, SEC enforcement [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: December 9-15, 2022
16 Dec 2022, 6:30 am
Securities and Exchange Commission, on Thursday, December 15, 2022 Tags: corporate disclosure, Insider trading, Institutional Investors, Rule 10b-5-1, SEC, SEC enforcement [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Just Released: Congressional-Executive Commission on China 2022 Annual Report on human rights conditions and rule of law developments in China
23 Nov 2022, 5:04 pm
  In this case, those tropes touch on human rights, sustainability, national security, and the protection of vital global economic corridors. [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
SEC Accounting Chief Warns Chinese Companies About Risks of Changing Auditors
7 Sep 2022, 9:01 pm by Paul Munter
HFCAA, among other things, also mandates that, after the PCAOB makes such a determination, the Commission require issuers who retain accounting firms in such jurisdiction to make specified disclosures in their annual reports and prohibit trading in those issuers’ securities if they are identified by the Commission as using such accounting firms for three consecutive years.[10] On December16, 2021, the PCAOB formally determined that, due to the positions taken by the… [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Weekly Roundup: August 26-September 1, 2022
2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Saturday, August 27, 2022 Tags: Accounting, Accounting standards, Audits, China, External auditors, Hong Kong, International governance, PCAOB, SEC, Securities regulation Statement by Commissioner Crenshaw on Final Rule Regarding Pay Versus Performance Posted by Caroline A. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: August 5 – 11, 2022
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: August 5 – 11, 2022
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
2nd Cir. Limits Reach of Dodd-Frank Whistleblower Incentives
9 Aug 2022, 3:15 am by John Jenkins
Here’s the intro from this Sheppard Mullin blog on the decision: In Hong v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Second Circuit Limits Scope of SEC Whistleblower Incentives
4 Aug 2022, 9:37 am by Jeff Kern and Christopher Bosch
In Hong v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/