Search for: "Horizon Asset Management, Inc." Results 1 - 20 of 128
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8 May 2024, 7:20 pm by The White Law Group
The Securities and Exchange Commission (SEC) charged Woods and his firm, Livingston Group Asset Management Company, for securities fraud in August 2021, uncovering a $110 million Ponzi scheme. [read post]
7 May 2024, 7:35 am by The White Law Group
The group serves 11,000 independent brokers through the following firms, managing $500 billion in client assets. [read post]
4 Feb 2024, 9:05 pm by renholding
What is more, they have started providing finance to multinational public companies, such as Wolfspeed Inc., AT&T, and Air France. [read post]
25 Jan 2024, 6:06 pm by The White Law Group
  Sculptor Capital Management: Sculptor Diversified Real Estate Income Trust  Investment Focus: Stabilized, income-generating commercial real estate across various asset types. [read post]
28 Sep 2023, 12:22 pm by The White Law Group
A common structure for many alternative investments involves management fees known as “2&20,” signifying a 2% annual asset management fee and a 20% profit-sharing component. [read post]
15 Sep 2023, 11:47 am by The White Law Group
Since our establishment in 2010, we have successfully managed over 700 FINRA arbitration cases. [read post]
28 Jul 2023, 1:02 pm by The White Law Group
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
9 May 2023, 9:01 pm by renholding
First, the rule allows voting stockholders to make their own ad hoc choice of nominees from the slates proposed by management, on one hand, and by the nominating stockholder, on the other. [read post]
13 Feb 2023, 5:59 am by Kevin LaCroix
This guest post explores such risks and considers how private equity policyholders and their insurers can brace for the metaphorical storm on the horizon. [read post]
1 Feb 2023, 9:05 pm by renholding
  Strategic acquirors that have thoughtfully managed their balance sheets and private equity funds that have ample dry powder may be eager to pursue tech (and other) targets that would have previously been out of reach at the much higher valuations many companies enjoyed in 2021. [read post]
9 Dec 2022, 6:34 am
Proxy Season Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, December 8, 2022 Tags: Corporate purpose, Corporate Social Responsibility, ESG, Esg governance, EU, Human rights [read post]
9 Dec 2022, 6:34 am
Proxy Season Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, December 8, 2022 Tags: Corporate purpose, Corporate Social Responsibility, ESG, Esg governance, EU, Human rights [read post]
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
17 Aug 2022, 6:30 am
U.S. asset managers are right to be wary: the raids in Germany came just days after the U.S. [read post]
17 Aug 2022, 6:30 am
U.S. asset managers are right to be wary: the raids in Germany came just days after the U.S. [read post]
10 Aug 2022, 6:45 pm by Race to the Bottom
Schwab currently boasts $7.28 trillion in client assets, $460 billion of which are expected to be managed by robo-advisers in 2022. [read post]
25 Jul 2022, 4:20 am by Public Employment Law Press
An audit issued in 2020 found numerous weaknesses in DMNA’s internal controls to ensure that state assets were appropriately managed and safeguarded. [read post]
25 Jul 2022, 4:20 am by Public Employment Law Press
An audit issued in 2020 found numerous weaknesses in DMNA’s internal controls to ensure that state assets were appropriately managed and safeguarded. [read post]