Search for: "Horizon Investment Group, Inc."
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8 May 2024, 7:20 pm
The White Law Group reviews the regulatory history of Oppenheimer & Co. [read post]
7 May 2024, 7:35 am
SEC Charges Osaic Investment Advisers with Violations of the Custody Rule September 2023 – The Securities and Exchange Commission (SEC) has settled charges against four investment advisers owned by Osaic, Inc., previously known as Advisor Group, Inc. [read post]
26 Jan 2024, 1:40 pm
Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
25 Jan 2024, 6:06 pm
Further, a report this month from real estate data firm CoStar Group Inc indicated that the U.S. office vacancy rate hit a new high of 12.9% in the first quarter. [read post]
27 Dec 2023, 6:09 pm
The programs included the following investments, Strategic Storage Trust Inc.; Griffin-American Healthcare REIT III Inc.; FS KKR Capital Corporation III; American Realty Capital Trust V Inc.; American Realty Capital Healthcare II Inc.; Walton US Land Fund 3 LP; NorthStar Healthcare Income; CION Investment Corp; and Griffin Capital Essential Asset REIT II. [read post]
26 Nov 2023, 6:52 am
Service providers in this space will likely continue to innovate and invest in their off-premise offerings to meet their clients’ rising demand and evolving expectations. [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
3 Nov 2023, 11:39 am
is currently an in-house attorney at Ares Management and will return to Morgan Lewis & Bockius LLP as a mid-level associate in the Investment Management – Private Funds group in January 2024 where she will represent and counsel investment advisers, unregistered investment companies, and domestic and offshore private investment entities. [read post]
28 Sep 2023, 12:22 pm
For example, if a customer has a low-risk tolerance and short-term investment horizon, recommending a highly illiquid and high-risk alternative investment like a non-traded REIT may not be suitable. [read post]
20 Sep 2023, 5:50 am
CS Disco, Inc., No. 1:23-cv-08270 (S.D.N.Y.). [read post]
15 Sep 2023, 11:47 am
Investors should carefully weigh these risks and consider their investment horizon, objectives, and risk tolerance before investing in non-traded REITs. [read post]
30 Jul 2023, 2:41 pm
For disputed reasons, the CSC Group, the parent of Hone, terminated Wu and Gandhi-Kapoor, and in 2020, caused Hone to file a lawsuit against Gandhi-Kapoor in California Superior Court accusing her of breach of fiduciary duty and fraud. [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
29 Jun 2023, 6:05 am
Investing in peer learning and training that draws on experiences in other countries has been shown to be one of the most effective ways to support pro-democracy movements. [read post]
20 Jun 2023, 11:41 am
Kristina sees two significant changes on the horizon: Determining how to properly and effectively employ AI and technology to increase efficiency and reduce costs; and Continued access to data enabling both in-house and outside counsel to make smarter, data-driven decisions. [read post]
9 May 2023, 9:01 pm
Or does the nominee intend to serve as a faithful representative of an activist stockholder or a special interest group (favoring, for example, immediate voluntary carbon reduction or the elimination of plastic packaging)? [read post]
6 Mar 2023, 9:01 pm
I am honored to speak to this distinguished group of academics, practitioners, and regulators at today’s “Going Public in the 2020s” conference. [read post]
3 Mar 2023, 10:24 am
A LRDP is required to provide guidance for physical development, land use designations, building locations, and infrastructure systems over its time horizon; the LRDP here did so, and estimated future enrollment, but did not set enrollment levels, and its 14 listed project objectives were primarily comprised of “broad goals for land use, landscapes, open space, mobility, and infrastructure. [read post]
13 Feb 2023, 5:59 am
[i] The P3 Health Group litigation was commenced by a minority owner of P3 Health Group Holdings, LLC (“P3”), Hudson Vegas Investments, LLC (“Hudson”), which challenged P3’s de-SPAC merger. [read post]
1 Feb 2023, 9:05 pm
As overall M&A slowed considerably in the latter half of the year in particular, healthcare remained a bright spot, with the announcements of two transactions over $15 billion (Johnson & Johnson’s $16.6 billion acquisition of Abiomed and Amgen’s $27.8 billion acquisition of Horizon Therapeutics) and an additional six deals over $3 billion. [read post]
