Search for: "IN RE AMENDMENT TO RULE 4(F) OF THE RULES OF THE CLIENT SECURITY FUND COMMITTEE" Results 1 - 20 of 37
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29 Feb 2024, 7:15 pm by Barbara Moreno
Williams, and Yaniv Roznai, eds., Amending America’s Unwritten Constitution (2022). 4. [read post]
16 Feb 2024, 3:00 am by Jim Sedor
’s Presidential Bid MSN – Brittany Gibson (Politico) | Published: 2/14/2024 The super PAC supporting Robert F. [read post]
6 Aug 2023, 5:40 am by Joel R. Brandes
The testimony of the husband and the bookkeeper, which the Supreme Court found credible, showed that the husband’s self-directed IRA was established using funds transferred from an account he established in 2005, which itself contained funds from an account he created in 1983, before the parties’ marriage. [read post]
27 Mar 2023, 9:01 pm by renholding
Conversely, “Retail Trade” filings increased from 4% to 9%, the high watermark in recent years. [read post]
1 Feb 2023, 9:01 pm by renholding
As one House Committee Report stated, exempt offerings should be “a specific or an isolated sale of…securities to a particular person”[10] and were intended for limited transactions “where the public benefits are too remote. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
”[4] In general, the investing public is buying or selling crypto security tokens because they’re expecting profits derived from the efforts of others in a common enterprise. [read post]
20 Jan 2022, 12:16 pm by Kevin LaCroix
  For example, in In re: Tal Education Group Securities Litigation, the U.S. [read post]
4 Jun 2021, 4:00 am by Jim Sedor
It is a rule imposed by senators and could be eliminated by a united rank of Democrats. [read post]
21 May 2021, 4:00 am by Jim Sedor
Susan Collins’s 2020 re-election campaign, according to a search warrant application. [read post]
29 May 2020, 3:00 am by Jim Sedor
The rules will affect groups organized under 501(c)(4) of the tax code. [read post]
24 Feb 2020, 10:02 am by Rebecca Tushnet
The rules are generally public. [read post]
10 Jan 2020, 3:00 am by Jim Sedor
Following a story on Esposito’s business, the FBI is investigating to determine whether he may have defrauded his clients or engaged in any other type of financial fraud, the people said. [read post]
2 Oct 2019, 10:21 am by Deborah Heller
The full court affirmed the denial of the attorneys’ fees by 7-4, holding that the American Rule applies, despite the fact that the Fourth Circuit had analyzed a similar provision and allowed the collection of such attorneys’ fees (898 F.3d 1177). [read post]
15 Feb 2018, 4:41 pm by Cynthia Marcotte Stamer
  As amended by the HITECH Act, the civil enforcement provisions of HIPAA empower OCR to impose Civil Monetary Penalties on both Covered Entities and BAs for violations of any of the requirements of the Privacy or Security Rules. [read post]
5 Jan 2018, 5:35 am by Cynthia Marcotte Stamer
  In considering and planning these breach and other privacy and security prevention and compliance activities for 2018, business leaders in these organizations also should take into account how just enacted amendments to Internal Revenue Code Section 162(f) might impact the tax deductibility of certain compliance expenditures for HIPAA and privacy, data security and other compliance and enforcement activities. [read post]
6 Jul 2017, 8:37 pm by Jim Sedor
In just five months, Ballard Partners’ federal lobbying operation has generated nearly $4 million in current and contracted business from foreign and domestic lobbying clients. [read post]