Search for: "INVESTORS CAPITAL CORPORATION v. Brown" Results 1 - 20 of 69
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6 Mar 2024, 9:03 pm by renholding
I think today’s action is an important step for our U.S. capital markets. [read post]
6 Mar 2024, 9:01 pm by renholding
” This is precisely what the Supreme Court called for in TSC Industries v. [read post]
19 Jul 2023, 9:05 pm by renholding
Given the cost of preparing the required reports, it is possible that some firms – especially those that are not worried about the adverse publicity or consumer or investor backlash – will opt to pay the penalty instead, though doing so may open them to reputation damage from nonprofit environmental groups, consumers, and pro-climate companies. [read post]
5 Jun 2023, 9:30 pm by ernst
  A dealer who had been denied a license filed a petition in the Court of Common Pleas for the county containing Columbus (Ohio’s state capital) detailing his qualifications and asking for a reversal of the denial. [read post]
1 Feb 2023, 9:01 pm by renholding
Many would say, in fact, that large private issuers are backed by the most sophisticated investors in the world and don’t need the SEC to impose disclosure or corporate governance protections. [read post]
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
3 Oct 2022, 4:25 am by Peter J. Sluka
Most importantly, Delaware law reverses the burden of proof: the “burden is on the fiduciary to show that he or she did not seize a corporate opportunity” (Grove v Brown, CV 6793-VCG [Del Ch Aug. 8, 2013]). [read post]
15 Oct 2021, 6:18 am
Corporate Liquidity Provision and Share Repurchase Programs Posted by Craig M. [read post]
7 May 2021, 5:55 am
Gray, Jr., Mayer Brown LLP, on Wednesday, May 5, 2021 Tags: Boards of Directors, Charter & bylaws, Institutional Investors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting, Solicitation, Universal proxy ballots What BlackRock Gets Right in its Newly Minted Human Rights Engagement Policy Posted by Malcolm Rogge (Harvard Law School), on Wednesday, May 5, 2021 … [read post]
19 Apr 2021, 9:22 am by Shannon O'Hare
The movement is happening, and investors, corporations large and small, and industry are jumping on board every day. [read post]
19 Mar 2021, 6:08 am
Robert Brown, Public Company Accounting Oversight Board, on Friday, March 12, 2021 Tags: Accountability, Accounting, Accounting standards, Audits, Bebchuk v. [read post]