Search for: "In Interest of LJMS"
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21 Mar 2022, 11:09 am
While Geneos learned of the delays, the firm purportedly sold a limited number of limited partnership interests in GPB Automotive Portfolio after that announcement, according to FINRA’s findings. [read post]
31 Mar 2021, 9:16 am
Cambridge also was ordered to pay a restitution of $3.13 million plus interest; and Securities America was ordered to pay a restitution of $235,979 plus interest. [read post]
3 Mar 2022, 9:33 am
The SEC seeks a permanent injunction, disgorgement including prejudgment interest, and civil penalties. [read post]
8 Apr 2022, 7:52 am
The self-regulatory organizations’ (SRO’s) case against Geneos is also over its sales of the LJM Preservation & Growth Fund to customers. [read post]
13 Nov 2008, 2:58 pm
These homeowners are still required to ultimately pay off the interest deferred during the extension period. [read post]
16 Aug 2023, 9:04 am
The firm paid restitution of $235,979.77 plus interest. [read post]
1 Aug 2013, 11:00 am
Cook Medical Incorporated, Civil Action No. 1:12-cv-01630-LJM-DKL, which was initiated by a complaint making similar allegations, is currently pending before the same court. [read post]
5 Jul 2023, 12:52 pm
In addition to the censure and $100,000 fine, FINRA ordered Hightower pay a partial restitution of $133,600, plus interest to certain customers who purchased GPB Capital and restitution of $119,577.40 plus interest to two customers who purchased LJM. [read post]
20 Dec 2024, 8:51 am
The firm will reportedly pay restitution of $699,217 plus interest to affected customers. [read post]
22 Jul 2008, 12:45 pm
Because the risk to the creditor is higher, the interest rate and penalties associated with subprime mortgages will also generally be higher. [read post]
28 Mar 2007, 6:27 am
According to the commission, the misconduct concerned Enron's 1999 sale of an interest in a troubled power project in Cuiaba, Brazil, to a related party called LJM Cayman (a.k.a. [read post]
8 Aug 2008, 2:05 pm
Among the types of agreements that must be in writing are those conveying an interest in real estate (other than a lease for a term not exceeding a year) and a contract to pay compensation for services rendered in negotiating a purchase and sale of real estate. [read post]
29 Jul 2008, 3:08 pm
Among the types of agreements that must be in writing are those conveying an interest in real estate (other than a lease for a term not exceeding a year) and a contract to pay compensation for services rendered in negotiating a purchase and sale of real estate. [read post]
17 Jul 2008, 10:07 am
Quite surprisingly, however, under certain circumstances an oral agreement concerning the transfer of a real estate interest may be enforceable. [read post]
8 Aug 2008, 2:11 pm
Quite surprisingly, however, under certain circumstances an oral agreement concerning the transfer of a real estate interest may be enforceable. [read post]
30 Mar 2007, 8:00 am
Mintz is also accused of delaying the closure of the resale for a number of months until after Fastow had sold his interest in LJM Partnerships so that Enron wouldn't have to reveal that the deal was done with an Enron officer. [read post]
29 Mar 2023, 12:50 am
The White Law Group helps clients navigate the arbitration process and represent their interests throughout the proceedings. [read post]
22 Aug 2008, 8:48 am
In a way, having a buyer interested in a business can be construed as a compliment. [read post]
29 Jul 2008, 3:05 pm
In addition, lenders would be required to provide qualified homeowners with written notice of an impending interest rate reset, both 60 days and 30 days before the introductory rate is set to expire. [read post]
17 Jul 2008, 4:56 pm
This may be especially true where a buyer is interested in purchasing multiple properties. [read post]
