Search for: "In re Client Security Fund Comm." Results 1 - 20 of 32
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18 Apr 2024, 9:01 pm by renholding
This becomes ever more significant as AI-related disclosures by SEC registrants are increasing.[13] So how do you help ensure that your companies and clients comply with securities law requirements as they relate to AI? [read post]
1 Feb 2023, 9:01 pm by renholding
”[24] As private companies have gained increasingly large market power and as the pool of accredited investors has expanded – including venture capital, private equity funds, mutual funds, pension funds, and individuals that meet the requisite wealth thresholds – the de facto presumption that accredited investors need no disclosure isn’t panning out. [read post]
”[15] Moreover, in response to the Commission’s 2010 guidance dozens of major law firms counseled clients regarding their climate-change related disclosure obligations under the securities laws.[16] Although law firm memoranda on that subject were often signed by former or future Commission officials, and many described policy objections to the guidance in detail, sophisticated coun [read post]
2 Oct 2019, 10:21 am by Deborah Heller
He claims that the county accused him of mismanaging public funds as a pretext to fire him for being gay. [read post]
2 Jul 2019, 10:46 am by Ashley Tabrizi
In the English courts, a claimant may be ordered to pay funds into court as security for the defendant’s legal costs. [read post]
3 May 2019, 1:57 pm by familoo
I’ve represented a number of clients who have relied upon similar material to prove that such allegations are in this instance untrue. [read post]
14 May 2018, 2:42 pm by Chris Castle
If you recall, there was considerable hostility from Spotify about these two exclusives at the time, such as this contemporaneous comment on exclusives in The Verge from Jonathan Prince, the former Clintonista and current Spotify comms person: “We’re not really in the business of paying for exclusives, because we think they’re bad for artists and they’re bad for fans,” Jonathan Prince, Spotify’s head of communications told… [read post]
17 Jan 2018, 8:00 am by Zuri Blackmon
  In my experience with the CDP appeal hearings, I have generally been satisfied with how the appeals office has addressed the concerns and suggestions I raise on behalf of my clients. [read post]
16 Nov 2017, 12:47 pm by Wolfgang Demino
Ch.); In re National Collegiate Student Loan Trusts 2003-1 et al., Case No. 1:16-cv-00341-JFB-SRF (D. [read post]
16 Nov 2017, 12:47 pm by Wolfgang Demino
Ch.); In re National Collegiate Student Loan Trusts 2003-1 et al., Case No. 1:16-cv-00341-JFB-SRF (D. [read post]
5 Aug 2017, 11:50 am by Wolfgang Demino
As the Attorney Defendants admit, under Texas law, "the time period within which one must sue to recover a debt . . . is also the same period within which one must sue to foreclose upon the lien [securing that debt]. [read post]