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2 Nov 2023, 9:01 pm by renholding
For their work on these matters, I’d like to thank members of the SEC staff including: Haoxiang Zhu, Andrea Orr, David Saltiel, William Miller, Kyle Druding, Sharon Park, Roni Bergoffen, Eric Juzenas, Michael Coe, Michael Gaw, David Liu, Leah Mesfin, Michou Nguyen, Geoffrey Pemble, Justin Pica, Leah Drennan Will Magliocco, Carol McGee, John Guidroz, Israel Goodman, Matthew Lee, and Stephanie Park in the Division of Trading and Markets; Meridith Mitchell, Robert Teply, Leila Bham, Donna… [read post]
15 Oct 2023, 9:03 pm by renholding
Today, I’m pleased that, based upon public comment, we’re adopting a rule fulfilling that Congressional mandate. [read post]
24 Aug 2023, 6:32 am
First, for example, as detailed in the release, the final rule was revised from the proposal to allow for more flexibility to offer preferential treatment through side letters so long as they’re disclosed and in some cases the preferential treatment is offered to all investors. [read post]
24 Aug 2023, 6:32 am
First, for example, as detailed in the release, the final rule was revised from the proposal to allow for more flexibility to offer preferential treatment through side letters so long as they’re disclosed and in some cases the preferential treatment is offered to all investors. [read post]
23 Aug 2023, 9:01 pm by renholding
First, for example, as detailed in the release, the final rule was revised from the proposal to allow for more flexibility to offer preferential treatment through side letters so long as they’re disclosed and in some cases the preferential treatment is offered to all investors. [read post]
16 Apr 2023, 9:01 pm by renholding
” Thus, given how crypto trading platforms operate, many of them currently are exchanges, regardless of the reopening release we’re considering today. [read post]
22 Mar 2023, 9:01 pm by renholding
[4] See Staff of the Division of Trading and Markets, Securities and Exchange Commission, “Re: Simplified Process for Electronic Filing of Broker-Dealer Annual Report with the Securities and Exchange Commission” (Jan. 17, 2017), available at https://www.sec.gov/divisions/marketreg/mr-noaction/2017/finra-012717-electronic-filing-annual-reports.pdf. [read post]
12 Jan 2023, 5:21 pm by Sabrina I. Pacifici
“I am very worried,” says Sandra Wachter, who studies technology and regulation at the University of Oxford, UK, and was not involved in the research. [read post]
31 Jul 2022, 9:01 pm by Gary Gensler
Informed by public comment, and in light of current markets, we have updated and re-proposed these amendments. [read post]
23 Nov 2021, 7:41 am by John Jascob
Broker-dealers are the primary borrowers, and they typically re-lend those securities or use the securities to cover fails to deliver or short sales. [read post]
6 May 2021, 3:03 am by Lynn Jokela
  The report suggests boards re-assess decisions relating to cybersecurity oversight on a regular basis to take account of changes in internal and external risks. [read post]
16 Nov 2020, 9:57 am by Anna Salvatore
“Now you’re only talking about a handful of ballots,” said Cliff Levine, who represents the Democratic Party in the case. [read post]
4 Jul 2019, 9:05 pm by Alana Bevan
” WHAT WE’RE READING THIS WEEK Desen Lin, a Ph.D. candidate in the Economics Department at the University of Pennsylvania, and Susan Wachter, a professor at the Wharton School of the University of Pennsylvania, developed a model to demonstrate the effect housing regulations have on the housing market. [read post]
14 Oct 2018, 4:20 pm by INFORRM
A Call for a Dynamic Approach to Data Protection Law, Sophie Stalla-Bourdillon, University of Southampton and Alison Knight, University of Southampton A Right to Reasonable Inferences: Re-Thinking Data Protection Law in the Age of Big Data and AI, Sandra Wachter, University of Oxford – Oxford Internet Institute and Brent Mittelstadt, University of Oxford – Oxford Internet Institute Next Week in the Courts  The trial of the… [read post]
7 Oct 2018, 4:08 pm by INFORRM
Research and Resources Privacy Varieties of Damages for Breach of Privacy, J N E Varuhas [2018] UMelbLRS 7 Data Protection Reuters Institute Digital News Report 2018, Nic Newman, Richard Fletcher, Antonis Kalogeropoulos, David Levy and Rasmus Kleis Nielsen, University of Oxford – Reuters Institute for the Study of Journalism A Right to Reasonable Inferences: Re-Thinking Data Protection Law in the Age of Big Data and AI, Sandra Wachter and Brent… [read post]
22 Dec 2017, 6:07 am
Wachter (University of Pennsylvania), on Thursday, December 21, 2017 Tags: Appraisal rights, Arbitrage, Delaware cases, Delaware law, Fair values, In re Appraisal of Dell, Merger litigation, Mergers & acquisitions [read post]