Search for: "In the Matter of Equity Funding Corporation of America"
Results 1 - 20
of 292
Sort by Relevance
|
Sort by Date
21 May 2024, 9:01 pm
This should make the Final Rule less disruptive for managers of private funds such as private equity, credit, real estate and hedge funds than the 2016 rule, but there are certain important points for managers to focus on. [read post]
30 Apr 2024, 9:05 pm
However, this has not always been the case and, up until recently, private equity firms and funds were still being heralded as a novel and revolutionary force in corporate finance and governance. [read post]
15 Feb 2024, 1:23 pm
The Chancery Court said that, as a matter of law, it does not matter if the board truly thought that losing the CEO would be more harmful to shareholder value than acceding to his compensation desires. [read post]
15 Nov 2023, 6:26 am
Citadel paid a $7 million civil penalty to resolve the charges and consented to a set of undertakings, including a written certification that the coding error had been remediated and a review of the firm’s computer programming and coding logic involved in processing relevant transactions; and The SEC charged Merrill Lynch and its parent company, BAC North America Holding Co., with failing to file hundreds of Suspicious Activity Reports from 2009 to late 2019. [read post]
14 Nov 2023, 9:01 pm
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A., a mining company and one of the largest iron ore producers in the world, to pay $55.9 million combined in a civil penalty,… [read post]
10 Oct 2023, 9:01 pm
[4] Economic activist investors are distinct from other activists, who seek to redirect companies’ resources in service of non-corporate-value-maximizin [read post]
14 Sep 2023, 9:01 pm
These efforts also include several consequential rules on open-end funds, money market funds, SPACs, custody of client assets, securities lending, securities-based swaps, corporate share repurchases, and others. [read post]
4 Sep 2023, 5:44 am
Every year after Labor Day, I take a step back to survey the most important current trends and developments in the world of Directors’ and Officers’ liability and insurance. [read post]
29 Aug 2023, 8:10 am
To consider whether the Norwegian Pension Fund Global Model, of which this represents an echo is either appropriate ot appropriately transposed in this context. [read post]
16 Aug 2023, 4:37 am
This is not the only ongoing effort to end DEI practices in corporate America. [read post]
17 Jul 2023, 6:13 am
Issa (R-CA) accused Khan of turning the FTC into a bully that would make America less competitive. [read post]
20 Jun 2023, 7:09 pm
This bibliography comprises scholarly books, book chapters, and journal articles published or accepted for publication by full-time, emeritus, and retired faculty of the Sandra Day O’Connor College of Law between April 1, 2023 and June 30, 2023. [read post]
15 Jun 2023, 6:06 am
Effectively leveraging development finance institutions (DFIs) must be a central component of that strategy, but there is work to do to ensure America’s DFI, the Development Finance Corporation (DFC), can meet the moment. [read post]
17 May 2023, 12:05 pm
Both the overall sums and the breakdown per paper are not a matter of public record. [read post]
9 May 2023, 5:05 am
Really, it despite having been in the legal market for years and years and years and years, I’ve been dealing with business aspects, you know, profits per Equity partner, where should we open office? [read post]
5 Apr 2023, 9:01 pm
Corporation Finance The Division of Corporation Finance oversees the disclosures of public companies so that investors can make informed investment decisions. [read post]
29 Mar 2023, 11:15 am
On the asset side, it was a bond fund grafted onto a smaller loan book. [read post]
29 Mar 2023, 6:41 am
” However, Cohen still “had a campaign email address and, at various times, advised the campaign, including on matters of interest to the press, and made televised and media appearances on behalf of the campaign” (The Guardian; Cohen Criminal Information, pp. 11-12). [read post]
27 Mar 2023, 9:01 pm
We review a number of significant developments in Delaware corporate law, including the Court of Chancery’s clarification of directors’ oversight duties, and the Delaware General Assembly’s expansion of Section 102(b)(7) of the Delaware General Corporation Law to include exculpation of officers for personal liability arising from breaches of the duty of care. [read post]
24 Mar 2023, 6:00 am
Few Have Funded the Effort. [read post]
