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Lenity and Agency Deference in Garland v. Cargill, by Tess Saperstein

31 Jan 2024, 6:22 am by Guest Author

With the Supreme Court hearing arguments in Garland v. [read post]

Notice & Comment - https://www.yalejreg.com/nc/

The Supreme Court and the Future of Commercial Regulation by the Administrative State

30 Jan 2024, 9:05 pm by renholding

The court is clearly interested in the relative role of courts and agencies in interpreting the law, and the petitioners in Loper Bright and Relentless have argued that Chevron should be overturned on constitutional grounds. [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

At The TLTF Summit, It Was All About Making ‘Who Luck’ Happen, To Drive the Future of Legal Tech

11 Dec 2023, 9:07 am by Bob Ambrogi

Such was the mix of people in attendance at this summit that, had a giant Florida sinkhole suddenly opened under the J.W. [read post]

Robert Ambrogi's LawSites - http://www.lawnext.com/

Weekly Roundup: August 25-31, 2023

1 Sep 2023, 6:30 am

SEC in Securities Enforcement Cases Posted by J.W. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Weekly Roundup: August 25-31, 2023

1 Sep 2023, 6:30 am

SEC in Securities Enforcement Cases Posted by J.W. [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

Leaving Broker Inducements Behind

21 Mar 2023, 9:05 pm by Katelynn Catalano

In a recent paper, J.W. [read post]

RegBlog - https://www.theregreview.org/

Review of Comments on SEC Climate Rulemaking

23 Nov 2022, 6:32 am

Griffith and J.W. [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

Review of Comments on SEC Climate Rulemaking

23 Nov 2022, 6:32 am

Griffith and J.W. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Financial Advisor Stephen R Swensen Allegedly Defrauded Investors of $29 Million

19 Oct 2022, 6:49 am by The White Law Group

The SEC seeks a permanent injunction against Crew Capital, and disgorgement with prejudgment interest from Swensen’s estate and Crew Capital. [read post]

The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/

A Critical Analysis of the DOJ’s New Policy on Corporate Criminal Enforcement

10 Oct 2022, 6:31 am

Posted by J.W. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Beyond the Twilight Zone: The Restructuring and Resurrection of Zombie Firms

22 Aug 2022, 9:05 pm by Christine Liu

Bochkay, K., Brown, S.V., Leone, A.J. and Tucker, J.W., 2022. [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

Remarks by Chair Gensler Before the Investor Advisory Committee

11 Mar 2022, 6:03 am

First, conflicts of interest. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

Letter requests the SEC to ask for public comment on the need for regulatory redesign for digital assets

25 Jan 2022, 8:18 am by John Jascob

By Joanne Cursinella, J.D.In a letter to the Commission, J.W. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

Weekly Roundup: December 17–23, 2021

24 Dec 2021, 6:26 am

Verret (George Mason University), on Thursday, December 23, 2021 Tags: Broker-dealers, Conflicts of interest, Investor protection, Retail investors, Robinhood, SEC, SEC rulemaking, Securities enforcement, Securities regulation Taking Board Governance from Good to Great Posted by Tim Ryan and Maria Castañón Moats, PricewaterhouseCoopers LLP, on Thursday, December 23, 2021 Tags: Board composition, Board… [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

Robinhood’s Threat to Sue SEC Over Broker Dealer Regulation Unlikely to Succeed

22 Dec 2021, 9:15 pm

Posted by J.W. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

The Open Court Principle and Privacy: A New Frontier?

8 Sep 2021, 4:00 am by Ian Mackenzie

It is in the approach to privacy interests that the court opens the door for closed hearings a little wider. [read post]

Slaw - http://www.slaw.ca/

Brooklynn Chandler Willy Investigation into Unsuitable Alternative Investment Recommendations

14 Jul 2021, 4:09 am by Alan Rosca

She then switched to J.W. [read post]