Search for: "Investment Management Advisory Group"
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7 Jun 2024, 6:19 am
Timothy Sullivan International Assets Advisory, LLC SII Investments, Inc. [read post]
5 Jun 2024, 3:38 pm
In total, they managed to sell approximately $25.5 million worth of investments in these LLCs, spread across about 300 accounts belonging to 187 distinct clients. [read post]
5 Jun 2024, 1:45 pm
This led to the firm receiving fees that it would not have collected had its advisory clients been invested in the available lower-cost share classes of those funds. [read post]
5 Jun 2024, 5:42 am
Among the forms of international support is the Atrocity Crimes Advisory Group, or ACA, an international consortium comprising 5 implementing partners – Georgetown University, the European Union Advisory Mission to Ukraine, Global Rights Compliance, the International Development Law Organization, and Pravo Justice. [read post]
31 May 2024, 11:49 am
The suspension stemmed from a complaint filed by the SEC in May 2021, alleging that Jones and others raised at least $3.7 million in a fraudulent investment scheme involving advisory clients and retail investors. [read post]
22 May 2024, 5:23 am
Proteus Discovery Group Offers Same-Day, Remote Collection for Mobile Devices Proteus Discovery Group today announced the launch of its same-day, remote mobile device collection offering. [read post]
21 May 2024, 9:01 pm
A legal challenge to the Final Rule has already been filed by an insurance industry trade group in the U.S. [read post]
16 May 2024, 9:05 pm
The rule expands the scope of Medicaid Advisory Committees, which advise states about medical care and policy decisions. [read post]
16 May 2024, 9:01 pm
Today, registered investment advisers advise 57 million clients with respect to $129 trillion in assets.[1] This conference focuses on emerging trends in asset management. [read post]
10 May 2024, 3:00 am
Many expressed concerns over a charged political climate that they worry could backfire on their brand or where an investment would not pay off. [read post]
8 May 2024, 7:20 pm
The Securities and Exchange Commission (SEC) charged Woods and his firm, Livingston Group Asset Management Company, for securities fraud in August 2021, uncovering a $110 million Ponzi scheme. [read post]
8 May 2024, 6:07 pm
8 May 2024See how JMBM’s Global Hospitality Group® can help you. [read post]
8 May 2024, 7:54 am
This advisory role was instrumental in ensuring a seamless transition and integration of CJK into Elevate’s broader operational framework. [read post]
7 May 2024, 7:35 am
Osaic Wealth (CRD#: 23131/SEC#: 801-54859,8-40218), based in Jersey City, NJ, is a dual registered broker dealer and investment advisory firm. [read post]
2 May 2024, 12:35 pm
RBC Capital Markets (CRD#: 31194/SEC#: 801-13059,8-45411), a dual registered broker dealer and registered investment advisory firm, is headquartered in New York, NY. [read post]
1 May 2024, 10:16 pm
LPL Financial Holdings Inc. serves nearly 23,000 financial advisers and manages over $1.44 trillion in advisory and brokerage assets as of March 31, 2024. [read post]
24 Apr 2024, 6:45 am
How will regulated industries manage the costs of PFOA and PFOS cleanup? [read post]
20 Apr 2024, 9:05 pm
The FINRA Board oversees and provides advice and guidance to management in its administration of FINRA’s affairs. [read post]
19 Apr 2024, 9:27 am
It brings together the digital asset community to address investment, legal, and operational issues relevant to private fund managers. [read post]
13 Apr 2024, 3:33 pm
Both the researchers and the sponsors agreed to a scientific advisory group that would operate independently and oversee the study. [read post]
