Search for: "Investor B"
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6 Jun 2024, 2:03 pm
Facebook warned investors that if third parties improperly accessed or disclosed user data, Facebook could suffer business harm. [read post]
6 Jun 2024, 12:15 am
There is online discussion about the app causing investor losses or being an investment scam. [read post]
5 Jun 2024, 9:05 pm
Tesla’s board should take the threat — and its effects on its investors’ votes — seriously. [read post]
4 Jun 2024, 1:05 pm
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934. [read post]
2 Jun 2024, 9:01 pm
For one, timely investigations and resolutions address misconduct, protect investors, and promote accountability. [read post]
27 May 2024, 10:00 pm
Investors Acquiring Stock or Debt Instruments of U.S. [read post]
27 May 2024, 12:48 pm
The prevailing views and expectations of shareholders are influenced by the voting guidelines published by large institutional investors and proxy advisory firms. [read post]
21 May 2024, 6:31 am
Lowy Professor of Law and Edward B. [read post]
21 May 2024, 6:31 am
Lowy Professor of Law and Edward B. [read post]
20 May 2024, 9:05 pm
A more functional approach to Section 10(b) standing must be adopted if investors in this context are to be accorded the protections that Congress and the Supreme Court intended. [read post]
20 May 2024, 8:03 pm
Authors: Liz Hastilow, Ray Giblett, James Morris, Rajaee Rouhani, Stephen Lee, Jeremy Moller, Charles Nugent-Young, Merren Taylor, Timothy Chan, Joshua Kan, Steven Li, Liam Mackay and Mia Blundell. [read post]
17 May 2024, 5:00 am
§§5497(a)(1), (2)(A)–(B). [read post]
16 May 2024, 9:01 pm
When brokers or advisers act on those conflicts and optimize to place their interests ahead of their investors’ interests, investors may suffer financial harm. [read post]
15 May 2024, 9:01 pm
Following an investigation by the SEC’s Division of Enforcement, the Commission institutes an administrative proceeding and finds that because of the mutual conflict of interest created by the audit firm’s provision of non-audit services at reduced rates in exchange for being chosen as the company’s auditor, the audit firm and audit partner were not independent within the meaning of Rule 2-01(b) of Regulation S-X. [read post]
15 May 2024, 2:42 pm
Some of the documents you will use to report investment income generated at US banks include: 1099-INT: Reports interest income earned on US investments like bank accounts or bonds 1099-DIV: Reports dividend income earned on US stocks or mutual funds, is issued by the payer (a freelancing platform, bank, brokerage firm), and establishes your total taxable income for US tax purposes 1099-B: Reports capital gains and losses, or proceeds from broker and barter exchange transactions… [read post]
15 May 2024, 1:49 pm
National Securities Corp and B. [read post]
14 May 2024, 8:00 pm
Please find below the details on the Prize and the members of the Selection Committee: o Eligibility: The Selection Committee will consider publications on inter-State dispute settlement, investor-State dispute settlement, international commercial arbitration, and alternative dispute resolution. [read post]
14 May 2024, 7:15 am
”[9] This includes access to poles owned by investor-owned utilities and ILECs in the 27 states with FCC jurisdiction, and likely in most of the other “non-FCC” states. [read post]
13 May 2024, 9:05 pm
By then, the market may not have time to help save the bank or the industry, protect regulators’ reputation, and reduce direct losses to investors and indirect costs to the U.S. [read post]
10 May 2024, 6:30 am
Hamermesh (Widener University Delaware Law School), on Tuesday, May 7, 2024 Tags: Activist, Asset Managers, Common ownership, decoupling, delaware, ESG, ISS Stakeholder Governance and the Eclipse of Shareholder Primacy Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Tuesday, May 7, 2024 Tags: Shareholder primacy, Shareholders, Stakeholder governance Delaware’s Status as the Favored Corporate Home: Reflections and Considerations Posted by Amy Simmerman, William… [read post]
