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18 Apr 2024, 9:01 pm by renholding
And it is incumbent on each of us to make sure it does not come to pass and that investors are not harmed by noncompliance with the securities laws when it comes to this new technology. [read post]
29 Mar 2024, 7:28 pm
That does not suggest laissez faire in the style of Milton Friedman--it does suggest that public policy creates guard rails and expectations but does not drive micro-decision making. [read post]
27 Mar 2024, 3:39 pm by Guest Author
Origin and Meaning of the Anti-Power-Concentration Principle In Seila Law v. [read post]
24 Oct 2023, 9:01 pm by renholding
It undermines the investor confidence needed for the fair, efficient, and orderly operation of our markets and for capital formation. [read post]
26 Jul 2023, 9:01 pm by renholding
”[1] In 2018, the Commission issued interpretive guidance to assist public companies in fulfilling their obligation to “take all required actions to inform investors about material cybersecurity risks and incidents in a timely fashion, including those companies that are subject to material cybersecurity risks but may not yet have been the target of a cyber-attack. [read post]
9 Jul 2023, 9:02 pm by Barry Winograd
Co-op Banking Group, the Ninth Circuit left issuance of a stay to judicial discretion. [read post]
1 Feb 2023, 9:01 pm by renholding
”[25] Bankruptcy filings indicate that FTX didn’t even maintain an accurate list of its bank accounts or account signatories.[26] Further, when there are wide-spread failures among large private issuers, the spillover effects can go well beyond the investor base of that one company.[27] Othe [read post]
13 Oct 2022, 1:55 pm by Kevin LaCroix
Supreme Court’s 2021 decision in Goldman Sachs Group Inc. v. [read post]
30 Sep 2022, 5:58 pm by John Jascob
The court, which granted a prior motion to dismiss because the 1934 Act does not apply extraterritorially, concluded that plaintiffs alleged sufficiently that certain stock purchases and the purchase of a debenture from the defendant were domestic under U.S. v. [read post]
26 Jun 2022, 12:28 am by Bill Henderson
,” History Channel, Jan 31, 2019; David Huyssen, “We won’t get out of the Second Gilded Age the way we got out of the first,” Vox, Apr 1, 2019. [read post]
5 May 2022, 9:01 pm by Kate Waldock
§ 1102(a)(1). [12] See In re Johns-Manville Corp., 26 B.R. 919 (Bankr. [read post]
10 Jan 2022, 4:01 pm by INFORRM
The biannual Federal Reserve Financial Stability Report has highlighted the role of social media and retail investors in equity market volatility. [read post]
1 Oct 2021, 2:00 pm by Giles Peaker
It had then become partnership property in a partnership with an outside investor. [read post]
18 Feb 2021, 5:01 am by Eugene Volokh
Say John posts nude photographs of Mary; Mary can't afford to hire a lawyer; and John lacks the assets that would make the case appealing to a contingency fee lawyer. [read post]