Search for: "Judge Trader" Results 1 - 20 of 998
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12 May 2024, 11:53 am by Steven Schwartzapfel
In these cases, a judge may decide that efficiency outweighs indefinite delays. [read post]
1 May 2024, 5:17 am by Beatrice Yahia
He placed blame for the disappearances on internal corruption, saying military personnel sold weapons to arms traders. [read post]
29 Apr 2024, 5:37 am by Chris Castle
If I were a betting man, I would bet that the reason they subsidized the subscription price was to boost the share price by telling a growth story to Wall Street bankers (looking at you, Goldman Sachs) and retail traders because the subsidized subscription price increased subscribers. [read post]
19 Apr 2024, 9:27 am by CFM Admin
Judge Radkoff moved the trial from January 29, 2024, to March 25, 2024, to accommodate Do Kwon’s extradition proceedings in Montenegro. [read post]
14 Apr 2024, 9:05 pm by renholding
First Derivative Traders,[9] and, of course, Blue Chip Stamps v. [read post]
27 Mar 2024, 8:16 am by Frank Cranmer
” (An opinion was also sought on whether or not the trial judge had been right to rule before the case was opened to the jury and at the conclusion of the evidence that the defence should not be withdrawn from the jury – but the Court of Appeal did not rule on that question.) [read post]
1 Mar 2024, 2:13 pm by Alden Abbott
(In particular, note that a California federal court judge “twice agreed to dismiss . . . [read post]
19 Feb 2024, 4:00 am by Unknown
” The SEC argued that Almagarby was a dealer, and not entitled to assert the “trader” exception, because of the “kind” and “amount” of transactions he engaged in.Almagarby argued that the district court should not have relied on precedent that focused on the broader definition of “dealer” under the Securities Act (no trader carve-out). [read post]
9 Feb 2024, 5:40 am by Jon Hyman
It doesn't matter what the judges say tomorrow night, Norah has already won. [read post]
17 Jan 2024, 3:35 pm by Chris Castle
The way I put it to legislators is: You wouldn’t be able to buy a tuna sandwich in the supermarket without being able to read EXACTLY what is in it on the package, or the trader knowing who to pay for those ingredients. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
December 18, 2023 Clients, Friends, and Associates: As we near the end of 2023, we have highlighted some recent industry developments that will likely impact many of our clients. [read post]
8 Dec 2023, 8:50 am by Will Baude
In other words, even if administrative penalties deprive people of private property without judicial process, perhaps they are permissible as a condition on the public privilege to be a securities trader. [read post]
19 Nov 2023, 9:03 pm by Sangh Rakshita
The four “varnas” or levels of the Indian caste hierarchy are in descending order: Brahmin (priest), Kshatriya (warrior and ruler), Vaishya (trader or merchant), and Shudra (servant or peasant). [read post]
10 Oct 2023, 9:01 pm by renholding
By the Commission’s logic, narrowing the filing window should enable uninformed traders to share in profits created by the diligent efforts of more informed investors. [read post]
25 Sep 2023, 9:05 pm by renholding
They do so by providing powerful coordination mechanisms across diffuse investor and trader populations. [read post]
24 Aug 2023, 2:14 am by Seán Binder
Ukrainian officials are in talks with global insurance firms and commodity traders to begin a government-backed program to enable ships to travel to Ukraine’s ports. [read post]