Search for: "LINCOLN FINANCIAL SECURITIES CORP."
Results 1 - 20
of 71
Sort by Relevance
|
Sort by Date
22 Mar 2024, 4:00 am
Supreme Court justices and federal judges can no longer avoid disclosing the value of travel-related gifts they receive by classifying such free trips as “reimbursements” on their financial disclosure forms under new regulations now in effect. [read post]
12 Feb 2024, 10:28 am
Inc. agreed to $12 million in penalties Key Investment Services and a related firm agreed to pay a $10 million penalty, Lincoln Financial Advisors Corp. and another Lincoln firm agreed to pay $8.5 million. [read post]
17 Mar 2023, 11:34 am
The White Law Group is investigating potential securities claims involving Lincoln Financial Advisors. [read post]
16 Mar 2023, 11:22 am
FINRA, the self-regulator who oversees financial advisors and broker-dealers, reportedly barred Simmons after he allegedly failed to provide information regarding his purported dismissal from his member firm, Lincoln Financial Securities Corp. [read post]
13 Jul 2022, 10:05 am
CHP officer Joshua Greendarg told ABC7 that the girl “was in the very back portion of the 1999 Lincoln Navigator. [read post]
22 Feb 2022, 1:23 pm
First Montauk Securities Corp. [read post]
22 Sep 2021, 12:53 pm
Morgan Stanley Jonathan Ward State Farm VP Management Corp. [read post]
22 Sep 2021, 7:58 am
Morgan Stanley Jonathan Ward State Farm VP Management Corp. [read post]
1 Sep 2021, 11:24 am
And still, the women and men of the United States military, our diplomatic corps and intelligence professionals did their job and did it well. [read post]
28 May 2021, 6:56 am
Rodney Repko Lincoln Financial Advisors Corporation Valic Financial Advisors, Inc. [read post]
12 Mar 2021, 3:00 am
Inside the Lincoln Project’s Secrets, Side Deals and Scandals New York Times – Danny Hakim, Maggie Astor, and Jo Becker | Published: 3/8/2021 The Lincoln Project collected more than $87 million in donations and produced scores of viral videos that were intended to drive then-President Trump to distraction. [read post]
22 Dec 2020, 2:33 pm
Circumstances of contemporary daily interactions between men and women, warrants that the “opportunity” element of proof of adultery must be interpreted to mean more that mere “proximity,” but must instead necessarily mean “proximity plus. [read post]
20 Nov 2020, 6:57 am
May Kim Pruco Securities, LLC Evan Nadelman Aegis Capital Corp. [read post]
25 Oct 2020, 5:46 pm
The financial impact of COVID-19 was not a significant factor in the ICO’s decision. [read post]
27 Jul 2020, 7:08 pm
Morgan Securities LLC Chase Investment Services Corp. [read post]
11 Jun 2020, 11:36 am
Lincoln Financial Advisors Corporation Horner, Townsend & Kent, Inc. [read post]
20 May 2020, 2:17 pm
Morgan Securities LLC HSBS Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services Group, Inc Bailey, Michael PFS Investments Inc Bisch, Sarah Santander Securities LLC Edward Jones Bishop, Tywan Charles Schwab & Co., Inc E Trade Securities LLC Borja, Mauricio Allstate Financial Services, LLC Botner, Ryan MML… [read post]
3 Mar 2020, 2:33 pm
The post Lincoln Financial Advisors, Corp. [read post]
18 Dec 2019, 4:00 pm
DOL Proposes New Electronic Distribution Rule Errors in ACA Penalty Assessments Require Prompt Employer Action New Health Care Design Opportunity for Large Employers: Individual HRAs Newly Proposed Health Insurance Cost and Coverage Transparency Requirements Remedial Amendment Period Closing Soon for Self-Correcting 403(b) Plans IRS Opens Determination Letter Window to Cash Balance and Other Hybrid Plans Final Regulations on 401(k) Hardship Withdrawals Massachusetts Among Several States Implementing… [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley,… [read post]
