Search for: "LYNCH PARTNERS LLC"
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15 Mar 2024, 4:00 am
Attorney General Loretta Lynch, now a partner at the Paul Weiss law firm, wrote a letter to a Defense Department official on behalf of SZ DJI Technology, asking that her client be removed from a list of Chinese military companies. [read post]
6 Feb 2024, 1:39 pm
Grp., LLC v. [read post]
11 Dec 2023, 9:05 pm
Muirfield Value Partners, LP, et al., Dell, Inc. v. [read post]
15 Nov 2023, 6:26 am
Merrill Lynch paid a $6 million penalty to settle the SEC charges. [read post]
14 Nov 2023, 9:01 pm
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
4 Aug 2023, 7:34 am
Arive Capital Markets Tariq Sales Spartan Capital Securities, LLC Newbridge Securities Corporation Troy West Innovation Partners, LLC Southeast Investments, N.C. [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
30 Dec 2022, 7:14 am
Anthony DiLullo LPL Financial LLC ING Financial Partners, Inc. [read post]
11 Nov 2022, 9:28 am
According to FINRA Disciplinary actions for October 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Todd Kalish Park Edge Advisors, LLC McDonald Partners LLC Nicolas Lumermann Morgan Stanley Credit Suisse Securities (USA) LLC Jeff McElroy BOK Financial Securities, Inc. [read post]
11 Nov 2022, 3:00 am
Seidler Equity Partners, a private equity firm based in California, has taken a minority stake in a conglomerate of 10 firms. [read post]
27 Sep 2022, 11:48 am
Her last known employer was LPL Financial LLC (CRD#:6413) of West Palm Beach, FL. [read post]
22 Sep 2022, 8:41 am
Boustead Securities, LLC StoneCreek Capital Partners Darrell Roberts Spire Securities, LLC Western International Securities, Inc. [read post]
6 May 2022, 9:14 am
The hearing focused heavily on Representative Stephen Lynch’s (D-MA) new ECASH bill. [read post]
27 Apr 2022, 8:37 am
Nichols previously worked for Midtown Partners of Chicago, IL, which was expelled by FINRA on 3/13/2020. [read post]
22 Feb 2022, 12:09 pm
Anthony Bookman Seaport Global Securities, LLC Pickwick Capital Partners, LLC Bernard Chevalier Michael Dorband Berthel Fisher & Company Financial Services Inc. [read post]
11 Jan 2022, 10:00 am
The legal technology company Litera has acquired Lynch Marks LLC, a California company that is the developer of PS/Ship, a provider of software for management of shipping and invoicing for law firms and professional services firms. [read post]
11 Jan 2022, 10:00 am
The legal technology company Litera has acquired Lynch Marks LLC, a California company that is the developer of PS/Ship, a provider of software for management of shipping and invoicing for law firms and professional services firms. [read post]
27 Dec 2021, 9:38 am
BB&T Securities, LLC Noe Ramirez III Merrill Lynch, Pierce, Fenner && Smith Incorporated Chase Investment Services Corp. [read post]
22 Sep 2021, 8:30 am
Daniel Della Rosa Corinthian Partners, LLC Paulson Investment Company LLC Morgan Engbrecht Horace Mann Investors, Inc. [read post]
28 May 2021, 12:19 pm
Jason Anderson Merrill Lynch, Pierce, Fenner & Smith Incorporated LPL Financial LLC Solomon Apprey Pruco Securities, LLC AXA Advisors, LLC Ronald Bartsch Union Capital Company Liberty Partners Financial Services, LLC Spyridon Chandrinos Millennium Advisors, LLC Nelson Polun Wells Fargo Clearing Services, LLC Merrill… [read post]
