Search for: "Leach v. Commissioner of Internal Revenue"
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31 Dec 2019, 8:13 am
– in general, if a manager is a SEC RIA, the only information potentially subject to the CCPA is the “personal information” of the fund manager’s (i) entity or or institutional clients and (ii) prospective clients, because an SEC RIA is already subject to the Gramm-Leach-Bailey Act which covers other types of information. [read post]
18 Sep 2008, 8:56 pm
Leach, et ux. [read post]