Search for: "Legend Securities, Inc."
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24 May 2024, 11:03 am
Chris Seeger, co-founding partner of Seeger Weiss, has consistently appeared on the 500 Leading Lawyers in America list since 2007 and was named a “Lawdragon Legend” in 2016. [read post]
6 May 2024, 9:43 am
C R Bard Inc. v. [read post]
15 Mar 2024, 2:57 pm
The Court has afforded the defendants until May 10, 2024 to secure counsel or face sanctions. [read post]
30 Oct 2023, 8:51 am
. ___________________________________________________________________________ I previously have written how the fear of razor blades in apples appears an urban legend. [read post]
20 Apr 2023, 12:28 am
This post covers several developments related to Microsoft's purchase of Activision Blizzard King ("ABK", NASDAQ:ATVI), all but the first of which I've previously commented on via Twitter: Microsoft's renewed motion to dismiss private lawsuit in California focuses on lack of standing and irreparable harm, and agreements that actually expand access to Call of Duty; lawyers--not "gamers"--are the actual plaintiffsCongressional Republicans, think tanks, advocacy… [read post]
23 Jan 2023, 10:40 am
TRIAD Rx, Inc. will pay $166,547. [read post]
18 Jan 2023, 1:21 pm
Her practice is focused on representing plaintiffs in various settings, including class action securities and consumer matters and under whistleblower laws. [read post]
30 Oct 2022, 10:01 am
. ___________________________________________________________________________ I previously have written how the fear of razor blades in apples appears an urban legend. [read post]
8 Aug 2022, 4:02 am
Federal Court Denies Legend Securities President Bankruptcy Discharge of FINRA Customer Arbitration Award (BrokeAndBroker.com Blog)What Happens When A Company Murders Another Company By Poisoning It's Board? [read post]
28 Jun 2022, 8:58 am
Am., Inc., 971 F.2d 1395 (9th Cir.1992), as amended (Aug. 19, 1992). [4] Id. at 1396. [5] Jennifer E. [read post]
28 Feb 2022, 10:46 am
Her practice is focused on representing plaintiffs in various settings, including class action securities and consumer matters and under whistleblower laws. [read post]
22 Sep 2021, 10:28 am
According to Giovino’s FINRA broker report, he was affiliated with the following FINRA registered firms, among others: 08/27/2013 – 11/15/2013, LEGEND EQUITIES CORPORATION (CRD#:30999), CLEARWATER, FL 03/29/2004 – 07/08/2021,GWN SECURITIES INC. [read post]
30 Aug 2021, 8:55 am
Flo & Eddie, Inc. v. [read post]
13 Aug 2021, 2:40 pm
Cangialosi consented to the suspension after FINRA alleged that from October 2014 through December 2014, while associated with Legend Securities, Inc., and then Worden Capital Management LLC, Mr. [read post]
30 May 2021, 1:44 am
In June 2015, another customer alleged that while Thurnherr was registered with Legend Securities, Inc., he engaged in churning, excessive trade and scienter, suitability, unauthorized trading, negligence, breach of fiduciary duty, breach of contract and misrepresentation. [read post]
30 May 2021, 1:44 am
In June 2015, another customer alleged that while Thurnherr was registered with Legend Securities, Inc., he engaged in churning, excessive trade and scienter, suitability, unauthorized trading, negligence, breach of fiduciary duty, breach of contract and misrepresentation. [read post]
2 Feb 2021, 7:41 am
His previous employers include Worden Capital Management LLC (CRD#:148366) and Legend Securities, Inc. [read post]
20 Nov 2020, 6:57 am
Ninety Holdings Group LLC Blair Olsen Lincoln Investment Legend Equities Corporation Gyasi Richard Wells Fargo Clearing Services LLC Philip Scherello Traderfield Securities Inc. [read post]
16 Oct 2020, 4:45 am
Three of these member firms are now expelled by FINRA (Benson York Group, INC, Brookville Capital Partners, and Legend Securities, INC.) [read post]
16 Oct 2020, 4:45 am
Three of these member firms are now expelled by FINRA (Benson York Group, INC, Brookville Capital Partners, and Legend Securities, INC.) [read post]
