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The Big Lessons from the SEC Speaks Conference 2024
25 Apr 2024, 9:05 pm by renholding
, Securities and Exchange Commission v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Speaks 2024: In Defense of the Enforcement Division’s Agenda
11 Apr 2024, 4:57 am by E. Andrew Southerling, Louis D. Greenstein, Jackie Wells, Zachary Missan, Camille Bachrach, Cassie Gallo and Rhea Shahane
Securities and Exchange Commission officials convened at the SEC Speaks Conference in Washington, D.C., to discuss the Commission’s accomplishments in fiscal year 2023 and announce its priorities for 2024. [read post]
Subject to Inquiry - http://www.subjecttoinquiry.com/
Second Circuit Reins in SEC Disgorgement Powers
3 Nov 2023, 11:14 am by Christopher Bosch and Lucas Amodio*
In Securities & Exchange Commission v. [read post]
Government Contracts Blog - https://www.governmentcontractslawblog.com/
Second Circuit Reins in SEC Disgorgement Powers
3 Nov 2023, 11:09 am by Christopher Bosch and Lucas Amodio*
In Securities & Exchange Commission v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Weekly Roundup: May 19-25, 2023
26 May 2023, 6:30 am
Cheffins and Bobby V. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: May 19-25, 2023
26 May 2023, 6:30 am
Cheffins and Bobby V. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Just Released: Congressional-Executive Commission on China 2022 Annual Report on human rights conditions and rule of law developments in China
23 Nov 2022, 5:04 pm
  In this case, those tropes touch on human rights, sustainability, national security, and the protection of vital global economic corridors. [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
SEC’s newly filed disgorgement claims are timely under 2021’s NDAA
9 Sep 2022, 10:06 am by John Jascob
The Commission also adequately alleged that the defendants violated the registration requirements of the Securities Act and the beneficial ownership reporting requirements of the Exchange Act. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: March 18-24, 2022
25 Mar 2022, 5:48 am
Liu, Dechert LLP, on Friday, March 18, 2022 Tags: Class actions, Compliance and disclosure interpretation, Cryptocurrency, Foreign issuers, International governance, Securities fraud, Securities litigation Special Committee Report Posted by Gregory V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Week That Was: All of Lawfare in One Post
6 Mar 2022, 11:36 am by Katherine Pompilio
Kurup posted the unanimous court decision in FBI v. [read post]
Lawfare - http://www.lawfareblog.com/
Second Circuit Upholds Enforceability of SEC Tolling Agreements
16 Aug 2021, 3:16 pm by Christopher Bosch
In Securities & Exchange Comm’n v. [read post]
Government Contracts Blog - https://www.governmentcontractslawblog.com/
Second Circuit Upholds Enforceability of SEC Tolling Agreements
3 Aug 2021, 1:42 pm by Christopher Bosch
In Securities & Exchange Comm’n v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Guest Post: Diversity in the Corporate Boardroom:  A Current Scorecard
19 Jul 2021, 2:45 pm by Kevin LaCroix
NASDAQ, in conjunction with the Securities and Exchange Commission, has proposed its own standards to encourage greater board diversity and transparency surrounding board diversity. [read post]
The D & O Diary - http://www.dandodiary.com/
Private State Actions to Disgorge the Wrongful Gains of Insider Trading
6 May 2021, 3:30 am by Caprice Roberts
Ct. 1635 (2017) and Liu v. [read post]
JOTWELL - The Journal of Things We Like (Lots) - http://jotwell.com/
SEC Acknowledges that Disgorgement Principles Apply to Administrative Proceedings
3 Mar 2021, 5:49 am
Securities and Exchange Commission apply to administrative proceedings. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Appellate panel affirms CFTC disgorgement calculation despite limits imposed by recent Supreme Court decision in Liu
3 Mar 2021, 5:00 am by John Jascob
Securities and Exchange Commission, 140 S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Guest Post: 2020 Year in Review – Securities Litigation
16 Feb 2021, 2:23 pm by Kevin LaCroix
In Salzberg v. [read post]
The D & O Diary - http://www.dandodiary.com/
So…What If the FTC Loses AMG Capital Management v. FTC?
19 Jan 2021, 12:54 pm by Leonard L. Gordon, Mary M. Gardner and Elliot Kelly
After the Supreme Court significantly curtailed the SEC’s calculation of equitable monetary relief in Liu, Congress codified the SEC’s authority to seek disgorgement in federal district court as part of the 60th annual National Defense Authorization Act in January 2021, by amending the Securities Exchange Act of 1934. [read post]
All About Advertising Law - http://www.allaboutadvertisinglaw.com
Congress Affirms and Extends SEC’s Disgorgement Powers
13 Jan 2021, 9:05 am by E. Andrew Southerling, Louis D. Greenstein, Molly White, Michael Francisco, Jennifer E. Matthes and Clare E. Reardon
 Liu v. [read post]
Subject to Inquiry - http://www.subjecttoinquiry.com/
Guest Post: Private Investment Funds: Major Developments from 2020
7 Jan 2021, 2:47 pm by Kevin LaCroix
Securities and Exchange Commission. [read post]
The D & O Diary - http://www.dandodiary.com/