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5 Jun 2024, 1:45 pm by The White Law Group
According to its FINRA Broker Report, the firm reportedly has 10 disclosure events on its broker record including 7 regulatory events and 3 arbitrations. [read post]
3 Jun 2024, 7:00 am by Jacob Sapochnick
” For those that do not have an advanced degree, exceptional ability is demonstrated by meeting at least three of the criteria indicated below: Official academic record showing that you have a degree, diploma, certificate, or similar award from a college, university, school, or other institution of learning relating to your area of exceptional ability Letters from current or former employers documenting at least 10 years of full-time experience in your occupation A license to practice… [read post]
3 Jun 2024, 4:31 am by Franklin C. McRoberts
The property was apparently owned and managed through several separate entities, including Maiden Lane Holding LLC, Maiden Lane Capital LLC, and Maiden Lane Development LLC. [read post]
2 Jun 2024, 9:01 pm by renholding
When we get that call from an entity indicating to us that they think they may have a problem, are starting to look into it, and will report back, it signals a number of things. [read post]
30 May 2024, 6:42 am
Those principles describe a set of mandatory duties (Principle 1) and a set of and urged practices (Principle 2) that would connect the State duty with the corporate responsibility through the guiding management of the State as the administrative agent of international law. [read post]
27 May 2024, 9:03 pm by News Desk
The Food and Drug Administration sends warning letters to entities under its jurisdiction as part of its enforcement activities. [read post]
27 May 2024, 9:01 pm by renholding
Larger S-P entities will have an 18-month compliance period after the date of publication whereas smaller entities will have a 24-month compliance period. [read post]
24 May 2024, 7:03 am by Eric Fruits
  Ticketmaster would either (1) be forbidden from using its ticketing data in its promotion and management business or (2) it would have to give that information to other managers and promoters. [read post]
21 May 2024, 9:01 pm by renholding
If a person or entity represents or acknowledges that they are acting as a fiduciary to ERISA Plans and IRAs with respect to an investment recommendation, that clearly defined relationship will make those recommendations fiduciary in nature. [read post]
This came as entities prepare for the incoming Treasury Laws Amendment (Financial Markets Infrastructure and Other Measures) Bill 2024 which will mandate climate-related financial disclosures for entities reporting under the Corporations Act. [read post]
20 May 2024, 8:32 am by Libbie Canter and Elizabeth Brim
  Second, HB 21 exempts covered entities and business associates under HIPAA. [read post]
20 May 2024, 4:26 am by Becky (Hyun Jeong) Baek
Posts about limited partnerships on this blog are far eclipsed by discussions on just about any other form of business entity because, as we’ve noted in the past, limited partnerships are generally on the decline. [read post]
17 May 2024, 3:01 pm by Seth Hilton
  The Track 2 Final Proposal otherwise requires LSEs to provide their elections 10 calendar days after the close of the interconnection request window. [read post]
17 May 2024, 3:00 am by Jim Sedor
Instead, the Office of Congressional Ethics found the campaign made more than $25,000 in rent payments to an entity known as Liberty 1776 that is owned and operated by Nehls. [read post]
16 May 2024, 9:01 pm by renholding
Today, registered investment advisers advise 57 million clients with respect to $129 trillion in assets.[1] This conference focuses on emerging trends in asset management. [read post]
15 May 2024, 10:03 am by Rob Robinson
Spring 2024 Survey Results n = 81 Respondents Business Confidence Questions 1. [read post]
14 May 2024, 7:15 am by Telecommunications Practice Group
”[10] Among other rights, Section 253 provides BIAS providers with non-discriminatory and competitively neutral access to the public rights-of-way. [read post]