Search for: "Mai v. Citigroup Global Markets Holdings Inc." Results 1 - 20 of 46
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VPFC amendments provided no potential for insider abuse
31 Mar 2023, 6:18 am by Unknown
As of February 2019, the defendants were participants in five VPFCs with Citibank under which nearly 29.5 million Knight-Swift shares were pledged.In August 2019, the defendants asked Citigroup Global Markets Inc. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Sullivan & Cromwell partners see uptick in spoofing enforcement, emphasis on surveillance and cooperation
3 Jul 2018, 6:00 am by Lene Powell
  The size of the civil penalties levied against companies has varied widely, from $300,000 (Arab Global) to $30 million (Deutsche Bank AG and Deutsche Bank Securities Inc.). [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
The latest consumer advocate: Georgia Lawsuit Mill Operator Transworld Systems Inc.
16 Nov 2017, 12:47 pm by Wolfgang Demino
   TRANSWORLD SYSTEMS INC. [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com
The latest consumer advocate: Georgia Lawsuit Mill Operator Transworld Systems Inc.
16 Nov 2017, 12:47 pm by Wolfgang Demino
   TRANSWORLD SYSTEMS INC. [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com
Petition urges ‘look through’ of motions to vacate arbitration awards for jurisdiction
18 Jan 2017, 5:00 am by John Jascob
Citigroup Global Markets Inc., December 23, 2016).Arbitration. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Seventh Circuit Sets Aside Record $2.46 Billion Judgment in Long-Running Household International Securities Suit
25 May 2015, 4:43 pm by Kevin LaCroix
On November 14, 2002, the company announced that it was to be acquired by HSBC Holdings. [read post]
The D & O Diary - http://www.dandodiary.com/
Richmont Holdings, Inc. v. Superior Recharge System, L.L.C. No. 13-0907 (Tex. 2014) Motion for Rehearing denied in case in which Texas Supreme Court found no waiver of right to arbitrate by litigation conduct
13 Mar 2015, 12:04 pm by WOLFGANG DEMINO
Inc. v. [read post]
ADR Law Texas - http://texas-arbitration-case-law.blogspot.com/
Texas Supreme Court Denies Motion for Rehearing in case in which it found no waiver of right to arbitrate by litigation conduct and reversed Fort Worth Court of Appeals
13 Mar 2015, 12:04 pm by MOTP
Richmont Holdings, Inc. v. [read post]
ADR Law Texas - http://texas-arbitration-case-law.blogspot.com/
No Consent To General Jurisdiction By Merely Registering To Do Business
5 Mar 2015, 5:52 am
 In Sonera Holding B.V. v. [read post]
Drug and Device Law - http://druganddevicelaw.blogspot.com/
Amarillo COA Holds Arbitration is Required in Construction Fee Dispute
3 Oct 2014, 10:50 am by Beth Graham
See In re Citigroup Global Markets, Inc., 258 S.W.3d at 626-27. [read post]
Disputing Blog - http://www.disputingblog.com/
Second Circuit Holds Forum Selection Clause Supersedes FINRA’s Mandatory Arbitration Rule
22 Sep 2014, 10:37 am by Robert Friedman
Supp. 2d 435 (S.D.N.Y. 2013); Citigroup Global Mkts. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Defines “Customer” for Mandatory FINRA Arbitration
4 Sep 2014, 10:46 am by Jeff Kern
Citigroup Global Mkts., Inc. v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
SEC Whistleblower Awards List August 2014
26 Aug 2014, 10:13 am by Mary Jane Wilmoth
Citigroup Global Markets Inc.Case number: 11-cv-07387 (United States District Court for the Southern District of New York)Case filed: October 19, 2011Qualifying Judgment/Order: August 5, 2014 08/21/2014 11/19/2014 2014-84 SEC v. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Second Circuit Overturns District Court’s Rejection of SEC-Citigroup Fraud Settlement
7 Jul 2014, 11:24 am by Jeff Kern
Citigroup Global Markets Inc., 827 F. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Guest Post: The Business Judgment Rule Under Attack
24 Jan 2014, 12:57 am by Kevin LaCroix
 In FDIC v. [read post]
The D & O Diary - http://www.dandodiary.com/
Guest Post: The Business Judgment Rule Under Attack
24 Jan 2014, 12:57 am by Kevin LaCroix
 In FDIC v. [read post]
The D & O Diary - http://www.dandodiary.com/
Guest Post: Here We Go Again? Financial Institutions Face Heightened Regulatory Scrutiny Over Forex and Other Unregulated Rates
15 Jan 2014, 12:11 am by Kevin LaCroix
 It is a global and decentralized market. [read post]
The D & O Diary - http://www.dandodiary.com/
Cyber Liability Insurance: The Value of an Educated Broker in the Age of E-Commerce
9 Jul 2012, 4:21 pm by Richard Bortnick
The Eighth Circuit concurred with this proposition, holding in Eyeblaster, Inc. v. [read post]
CyberInquirer - http://cyberinquirer.com
SEC Practice of Settling Enforcement Actions Without Requiring Defendants to Deny or Admit to Allegations Gets Support from Federal Judges and Democrats
26 May 2012, 7:05 pm
Citigroup Global Markets, Inc. go to trial. [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
An Insider’s View of an Actual RMBS Securitization at Mandelman U.
2 Apr 2012, 6:15 am by Mandelman
  Okay, follow me… Weyerheuser Lumber Company had a finance company they called Weyerheuser Mortgage Company, or WMC… and they sold it in 1997 or 1998 for $192 million to a company called Apollo Global Management, which was founded by Leon Black in 1990, and today manages an estimated $100 billion in assets. [read post]
Mandelman Matters - http://mandelman.ml-implode.com