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I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles… [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Statement by Chair Gensler on Private Fund Advisers

24 Aug 2023, 6:32 am

I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles… [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

SEC Chair Gensler on New Rules for Private Fund Advisers

23 Aug 2023, 9:01 pm by renholding

I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles… [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

Early Edition: May 10, 2023

10 May 2023, 3:00 am by Seán Binder

Morgan Rimmer and Manu Raju report for CNN. [read post]

Just Security - https://www.justsecurity.org/

Wall Street Tax Association 2023 Spring Tax Conference

25 Apr 2023, 3:47 pm by Pillsbury SALT

Marc will be participating in the SALT panel, along with Nicole Ferris (JPMorgan Chase & Co.), Ted Friedman (Eversheds Sutherland) and Terence Avella (Morgan Stanley), to discuss legislative developments, litigation updates, BIG gains and MTC projects to watch. [read post]

SeeSALT Blog - https://seesalt.pillsburylaw.com/

The Limited Scope of Vice President Pence’s Speech or Debate Clause Immunity

21 Feb 2023, 6:41 am by Andy Wright

Morgan, Deputy Counsel to the President, Advisory Commission on Intergovernmental Relations, 2 (Feb. 7, 1969) (“[T]he Vice President has now assumed a particular place in Government in which his status may be characterized as Legislative or Executive depending on the context. [read post]

Just Security - https://www.justsecurity.org/

Money and Banking through the “Networks, Platforms, & Utilities” Lens: Preliminary Thoughts, by Saule T. Omarova

25 Jan 2023, 4:00 am by Guest Author

Omarova is the Beth and Marc Goldberg Professor of Law at Cornell University, Senior Fellow at Roosevelt Institute. [read post]

Notice & Comment - https://www.yalejreg.com/nc/

Fastcase Teams with Cassidy Cataloguing to Provide MARC Records for Titles Offered by Full Court Press Imprint

6 Dec 2022, 5:30 am by Jennifer Brand

“We are excited to reveal that we now offer high-quality MARC records for all of our titles through the ABA, North Carolina Bar Association, and many in-house publications, and we’re looking forward to growing this with other bar associations soon,” said Full Court Press Publisher Morgan Morrissette Wright. [read post]

Fastcase Legal Research Blog - http://www.fastcase.com/blog/

Weekly Roundup: July 15-21, 2022

22 Jul 2022, 6:30 am

Roe (Harvard Law School), on Monday, July 18, 2022 Tags: Capital allocation, Hedge funds, Investor horizons, Long-Term value, Macroeconomics, Repurchases, Shareholder activism, Short-termism Name That Boon: SEC Proposes Rules on ESG Fund Names & Disclosures Posted by Matt Filosa, William Edwards, and Oliver Parry, Teneo, on Tuesday, July 19, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC… [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

Weekly Roundup: July 15-21, 2022

22 Jul 2022, 6:30 am

Roe (Harvard Law School), on Monday, July 18, 2022 Tags: Capital allocation, Hedge funds, Investor horizons, Long-Term value, Macroeconomics, Repurchases, Shareholder activism, Short-termism Name That Boon: SEC Proposes Rules on ESG Fund Names & Disclosures Posted by Matt Filosa, William Edwards, and Oliver Parry, Teneo, on Tuesday, July 19, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC… [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

FINRA Bars Stockbrokers For Failing To Provide FINRA With Information May 2022

1 Jun 2022, 9:16 am by Silver Law Group

Anthony DiDonna Equitable Advisors, LLC Travis Eiland HD Vest Insurance Services HD Vest Investment Services Jeremy Fortner Wells Fargo Clearing Services, LLC JP Morgan Chase Securities, LLC Marc Korsch Arkadios Capital Centaurus Financial, Inc. [read post]

Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/

News You Can Use Digest – April 29, 2022

29 Apr 2022, 4:00 am by Jim Sedor

National/Federal Amid the War in Ukraine, PR Firms Defend Russian-Tied Clients MSN – Hailey Fuchs (Politico) | Published: 4/26/2022 Several wealthy businesspeople from Eastern Europe have turned to public relations professionals to help navigate press coverage emanating from Russia’s assault on Ukraine. [read post]

Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed

Early Edition: April 14, 2022

14 Apr 2022, 4:36 am by Emma Snell

Morgan Chalfant reports for The Hill. [read post]

Just Security - https://www.justsecurity.org/