Search for: "Matter of Howey"
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19 Apr 2024, 9:27 am
Howey. [read post]
1 Apr 2024, 9:05 pm
Should they be allowed to do so, as both a doctrinal and public policy matter? [read post]
3 Jan 2024, 8:21 am
Judge Rakoff of the Southern District of New York held as a matter of law that there was no genuine dispute that crypto tokens issued by Terraform were securities and investment contracts under the Howey test. [read post]
18 Dec 2023, 2:48 pm
This update includes the following: CFM Items Q4 Matters Annual Compliance & Other Items Annual Fund Matters Annual Management Company Matters Notable Regulatory & Other Items from 2023 Compliance Calendar **** CFM Items We are pleased to welcome Jon Tong as a Senior Associate in our Funds practice group. [read post]
4 Dec 2023, 8:11 am
The broker eventually voluntarily dismissed the federal court case and sought to collect the debit balance via a counterclaim in the customer’s reparations matter brought before the CFTC. [read post]
12 Nov 2023, 9:05 pm
As a legal matter, the SEC seems to have the better argument: One need not like the Howey test to recognize that it is the controlling precedent. [read post]
9 Nov 2023, 9:01 pm
Good morning and thank you, Jim [Burns], for that introduction. [read post]
9 Nov 2023, 8:00 am
As such, they are not securities under the Howey test.Not so, said the SEC. [read post]
20 Oct 2023, 2:40 pm
. **** SEC Matters SEC Begins Enforcement for Violations of the New Marketing Rule. [read post]
3 Oct 2023, 8:00 am
Regulation of Digital Asset Lending Platforms Review this practice note for an overview of digital asset lending platforms and analysis required under the Howey test. [read post]
3 Oct 2023, 8:00 am
Regulation of Digital Asset Lending Platforms Review this practice note for an overview of digital asset lending platforms and analysis required under the Howey test. [read post]
21 Sep 2023, 5:47 am
“That’s likely a matter of time,” said Hirsch. [read post]
13 Sep 2023, 9:05 pm
Howey’s application is all that should matter. [read post]
30 Aug 2023, 9:23 am
This legitimate concern, however, is not a sufficient basis to pull the matter into our jurisdiction. [read post]
14 Aug 2023, 4:58 am
“Today’s settlement makes clear that you cannot escape liability by simply changing labels or altering descriptions because what matters is the economic realities of those offerings. [read post]
2 Aug 2023, 5:36 am
But Howey makes no such distinction between purchasers. [read post]
21 Jul 2023, 4:54 am
” Brookings and The Atlantic have published pieces on this, he said.Non-compliance is a matter of choice. [read post]
20 Jul 2023, 10:44 am
. **** SEC Matters SEC Enforcement Action Against Ripple. [read post]
17 Jul 2023, 9:01 pm
To make matters worse, an analysis of the nature of the transactions should have led to exactly the opposite outcomes. [read post]
10 Jul 2023, 8:26 am
Howey, 328 U.S. 293 (1946). [read post]
