Search for: "NEW YORK STOCK EXCHANGE INC "NYSE""
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3 Jun 2024, 1:19 pm
Sila recently reported that it has received approval to list its common stock on the New York Stock Exchange with trading expected to commence on the NYSE on June 13, 2024, under the ticker symbol “SILA. [read post]
23 May 2024, 7:11 am
(ICE) and nine subsidiaries including the New York Stock Exchange (NYSE) agreed to pay a $10 million penalty to resolve SEC charges relating to notification of a cyber intrusion. [read post]
22 May 2024, 8:30 am
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s… [read post]
23 Jan 2024, 8:49 am
On 7/28/2004, the New York Stock Exchange (NYSE) sanctioned Fasciglione for failing to supervise and other violations. [read post]
20 Sep 2023, 9:04 pm
The dual listing means the company will be subject to regulations set forth by the SEC, the New York Stock Exchange (NYSE), and the Brazilian Securities Commission (CVM). [read post]
20 Sep 2023, 5:50 am
District Court for the Southern District of New York against CS Disco, Inc. [read post]
8 Jun 2023, 9:04 am
Slack Technologies, LLC’s (“Slack”) conducted a new type of public offering known as a “direct listing” whereby its securities would trade on the New York Stock Exchange (“NYSE”). [read post]
17 Apr 2023, 7:03 am
“Roshan” Perera was reportedly arraigned on a 16-count indictment charging him with securities fraud, investment advisor fraud, wire fraud, and money laundering, in connection with a scheme to induce an investor to purchase stock in companies that traded on the NASDAQ and New York Stock Exchange (NYSE). [read post]
11 Apr 2023, 9:01 pm
This strategy, which has been used in varying circumstances, implicates stockholder voting rights under state law, the listing rules of the New York Stock Exchange (“NYSE”) and Nasdaq and the fiduciary duties owed by directors. [read post]
27 Mar 2023, 9:01 pm
The Supreme Court Takes On Slack Pirani The case arises out of the New York Stock Exchange’s (“NYSE”) rule, introduced in 2018, that allows companies to go public through a direct listing. [read post]
21 Feb 2023, 7:04 am
Its shares trade on the New York Stock Exchange (NYSE), and its largest shareholders include other major investment firms like The Vanguard Group, BlackRock Fund Advisors, and Berkshire Hathaway, Inc. [read post]
17 Feb 2023, 5:06 am
FINRA came about on July 30th, 2007, from the consolidation of the NASD (National Association of Regulatory Authority) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange (NYSE). [read post]
14 Feb 2023, 7:02 am
Headquartered in Midtown Manhattan, it is listed on the New York Stock Exchange (NYSE); and, despite a reported 10-percent pay cut due to declining profits, the firm’s CEO, James Gorman, reaped a $31.5 million salary in 2022. [read post]
19 Sep 2022, 8:37 am
On September 16, 2022, the company filed a form S-11 with the Securities and Exchange Commission for a potential underwritten public offering to list its common stock on the New York Stock Exchange. [read post]
10 Mar 2022, 1:02 am
According to filings with the SEC this week, FS Global Credit Opportunities Fund has announced plans to list its common stock on the New York Stock Exchange before the end of the third quarter of 2022. [read post]
21 Feb 2022, 6:59 am
And some firms [Snap, Inc. and Google Class B shares] have recently issued shares that give ordinary public investors no vote at all.For most of the modern history of American equity markets, the New York Stock Exchange did not list companies with dual-class voting. [read post]
19 Feb 2022, 12:00 pm
The New York Stock Exchange has filed an application to register “NYSE” as a trademark for a marketplace for the trading of NFTs. [read post]
18 Feb 2022, 7:37 am
The layoffs occur as DiDi prepares to delist itself from the New York Stock Exchange (NYSE) and relist in Hong Kong. [read post]
10 Sep 2021, 9:36 am
The company says its shareholders have approved 5 proposals that will allow listing of the company’s common stock on the New York Stock Exchange. [read post]
23 Aug 2021, 4:26 pm
That shell company enters into service and other contracts with the China-based operating company, then issues shares on a foreign exchange, like the New York Stock Exchange. [read post]
