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15 Jun 2024, 6:31 am
Critics argue that these amendments would give Boards the ability to transfer broader powers than those typically involved in settling proxy contests—potentially gutting the protections that shareholders expect when they invest in a Delaware corporation and functionally permitting corporations to de facto o [read post]
15 Jun 2024, 6:31 am
Critics argue that these amendments would give Boards the ability to transfer broader powers than those typically involved in settling proxy contests—potentially gutting the protections that shareholders expect when they invest in a Delaware corporation and functionally permitting corporations to de facto o [read post]
13 Jun 2024, 9:01 pm
We now oversee approximately 40,000 entities—including more than 13,000 registered funds, more than 15,400 investment advisers, more than 3,300 broker-dealers, 24 national securities exchanges, 103 alternative trading systems, 10 credit rating agencies, 33 self-regulatory organizations (SROs), and six active registered clearing agencies, among other external entities. [read post]
13 Jun 2024, 12:55 pm
The district court held that E.M.D. had failed to prove the exemption applied by “clear and convincing evidence,” and the U.S. [read post]
13 Jun 2024, 12:04 pm
National Settlement Depository (NSD): A subsidiary of MOEX, the NSD acts as Russia’s central securities depository and the paying agent for most Russian corporate debt. [read post]
13 Jun 2024, 7:57 am
"Taiwan’s draft guidelines and revisions of its NAP is a clear articulation of its commitment to be more closely aligned with liberal democracies and their economies. [read post]
12 Jun 2024, 6:53 am
The rationale for these is usually on national interest or security grounds, out of a claimed fear that foreign—especially American—behemoths will take over the entire sector. [read post]
11 Jun 2024, 9:01 pm
We oversee approximately 40,000 entities—including more than 13,000 registered funds, more than 15,400 investment advisers, more than 3,400 broker-dealers, 24 national securities exchanges, 103 alternative trading systems, 10 credit rating agencies, 33 self-regulatory organizations, and six active registered clearing agencies, among other entities. [read post]
9 Jun 2024, 2:20 pm
In 2012, the SG was worried about securing the "full benefits of convergence" which would be threatened by fracture in implementation. [read post]
7 Jun 2024, 9:06 am
Campus Security Planning Putting together a security plan is an essential first step to protect yourself from surveillance. [read post]
7 Jun 2024, 8:07 am
While our Corporate & Securities practice group continues to follow these developments, we strongly encourage you to contact Alex Jones (aej@kjk.com 216.736.7241) and Samantha Cira (smc@kjk.com; 216.736.7232) for assistance with determining how and when the CTA applies to your business. [read post]
6 Jun 2024, 3:58 am
The evidence of false answers to Congress is overwhelming and Garland’s department has prosecuted Trump associates and others with far less in past cases, including the prosecution of former Trump National Security Adviser Michael Flynn. [read post]
1 Jun 2024, 11:44 am
She highlighted the clear link between repression by the Indonesian government and the extensive exploration of natural resources. [read post]
1 Jun 2024, 11:44 am
She highlighted the clear link between repression by the Indonesian government and the extensive exploration of natural resources. [read post]
31 May 2024, 2:08 pm
Lehmann’s June 2018 piece in National Review.) [read post]
31 May 2024, 12:51 pm
Here are some proactive strategies you can implement: Develop a Comprehensive Financial Plan: Having a clear roadmap for your business finances is critical. [read post]
27 May 2024, 9:01 pm
The Final Amendments also allow for a delay in notification only where there is a substantial risk to national security or public safety as determined by the Attorney General. [read post]
23 May 2024, 5:39 am
That provision says the agency may “[f]rom time to time classify corporations and . [read post]
22 May 2024, 8:30 am
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
22 May 2024, 7:44 am
In so far as the notice prevented content being available to users in other parts of the world, at least in the circumstances of the present case, it would be a clear case of a national law purporting to apply to “persons or matters over which, according to the comity of nations, the jurisdiction properly belongs to some other sovereign or State”. [read post]
