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15 Jun 2024, 6:31 am
New Tactics and Responses: Litigation against the 14a-8 regime and proponents’ new strategies. [read post]
15 Jun 2024, 6:31 am
New Tactics and Responses: Litigation against the 14a-8 regime and proponents’ new strategies. [read post]
14 Jun 2024, 6:00 am by Michelle
“We will continue to engage with and support industry, taking into account all feedback as we move forward and as industry works hard to implement the systems and processes needed for the new reimbursement requirements,” he added in a statement on Monday. [read post]
10 Jun 2024, 9:42 am by Eric Goldman
In response to Kauders, in April 2021, Uber forced all of its users in Massachusetts (and maybe beyond, I’m not sure) through a new TOS formation process. [read post]
7 Jun 2024, 6:44 am by Silver Law Group
Rule 9554 is an important investor tool that helps maintain confidence in the securities arbitration process that claims will be satisfied. [read post]
7 Jun 2024, 6:00 am by Michelle
News came Wednesday (June 5) that the Consumer Financial Protection Bureau (CFPB) has set in motion what it terms a “process” for setting data sharing and technical standards. [read post]
5 Jun 2024, 10:52 am by The White Law Group
David Lerner CEO Under Investigation  June 5, 2024: The CEO and president of David Lerner Associates Inc. is reportedly under investigation by the Financial Industry Regulatory Authority Inc. [read post]
4 Jun 2024, 9:05 pm by Dan Flynn
(To sign up for a free subscription to Food Safety News, click here.) [read post]
4 Jun 2024, 7:30 am by Paul L. Singer
Then the hotels later disclosed resort fees, amenity fees, and destination fees when travelers had already begun the booking process. [read post]
22 May 2024, 8:30 am by jeffreynewmanadmin
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
22 May 2024, 5:23 am by Rob Robinson
This innovative service streamlines the eDiscovery process by enabling secure and defensible data collection from mobile devices – all within a single business day. [read post]
17 May 2024, 11:26 am by Adam G. Schreck
If you are a financial professional who received an 8210 Request from FINRA, you should consult an experienced Securities Industry Regulatory Defense law firm, like Malecki Law in New York, to help navigate you through the process. [read post]