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23 Apr 2024, 6:48 am by Unknown
In oral argument in the appeal of the latter case, the Supreme Court grappled with how broadly to construe Sarbanes-Oxley’s prohibition on “otherwise obstruct[ing]” an official proceeding (U.S. v. [read post]
Emphasis on Individual Accountability to Protect the Markets To encourage a compliance culture, Associate Director Stacy Bogert stated that the SEC will seek clawbacks of executive compensation under Sarbanes-Oxley Section 304. [read post]