Search for: "Obsidian Group, LLC"
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30 Sep 2022, 5:28 pm
[My argument: "Petitioner Jane Doe—a frequent unsuccessful litigant—is asking this Court to impose unconstitutional prior restraint to prevent a law professor from writing about important, publicly available cases about pseudonymity. [read post]
9 Aug 2022, 6:11 am
– Macomb, IL Combined Roofing Services LLC – Chicago, IL George Evan’s Corporation – Moline, IL Macon Construction – Bradford, IL Mostardi Platt – Elmhurst, IL GRP Wegman Company – Bethalto, IL Johnson Service Group, Inc. [read post]
22 Feb 2022, 9:02 am
(CRD#:15007), Holmdel, NJ, and Obsidian Financial Group, LLC (CRD#:104255, expelled by FINRA on 10/16/2013) of Red Bank, NJ. [read post]
12 Jul 2021, 8:38 am
In Obsidian Solutions Group, LLC, No. 20-1602C (2021), the court considered a challenge that the SBA should have used a five-year lookback period for determining the size of Obsidian. [read post]
16 Feb 2021, 8:49 am
But now any group, including a small upstart, can do the same. [read post]
21 May 2020, 7:05 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Cline, Kevin Source Capital Group, Inc Ridgemont Securities, Inc Delaney, Maxwell Brill Securities, Inc National Securities Corporation Henrich, Todd National Securities Corp Obsidian… [read post]
6 Jun 2019, 5:23 am
In Obsidian Solutions Group, LLC, B-417134 et al. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
6 Feb 2019, 12:48 pm
Seven of Offen’s previous employers have been expelled from FINRA: Obsidian Financial Group, LLC (CRD#:104255), Woodbury, NY, expelled on 10/16/2013 Continue reading The post FINRA Suspends Jeffrey Offen appeared first on Securities Arbitration Lawyers Blog. [read post]
3 Jan 2019, 10:09 am
From July 2010 until December 2012 Clinton was associated with Obsidian Financial Group, LLC. [read post]
26 Oct 2018, 7:34 am
According to FINRA Disciplinary actions for October 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Jason Beem Morgan Stanley UBS Financial Services Inc Stephen Grivas Blackbook Capital LLC Obsidian Financial Group LLC Eric Negron LPL Financial LLC … [read post]
6 Feb 2018, 7:33 am
Wells Fargo Advisors, LLC Philip Orezio Fatta Spartan Capital Securities, LLC Blackbook Capital, LLC Stephen Grivas Blackbook Capital, LLC Obsidian Financial Group, LLC Lee Allen Jenkins Jr. [read post]
11 Nov 2017, 9:04 am
From December 2008 until December 2012 Giacalone was associated with Obsidian Financial Group, LLC. [read post]
27 Jan 2017, 12:52 pm
From December 2008 until December 2012, Miranda was associated with Obsidian Financial Group, LLC. [read post]
21 Nov 2016, 4:51 am
From February 2012 until December 2012 Thurnherr was registered with Obsidian Financial Group, LLC. [read post]
5 Jan 2016, 6:40 am
Thereafter, from July 2010 until December 2012, Bernthal was a registered representative of Obsidian Financial Group, LLC. [read post]
5 Oct 2015, 6:55 am
In December 2011, Henrich became associated with Obsidian Financial Group, LLC until December 2012. [read post]
12 Sep 2015, 12:56 pm
., Obsidian Financial Group, LLC. [read post]
14 Apr 2015, 6:46 am
., Obsidian Financial Group, LLC, John Thomas Financial, Prestige Financial Center, Inc., Blackbook Capital LLC, Aegis Capital Corp., and since August 2014 Joseph Stone Capital L.L.C. [read post]
8 Apr 2015, 1:54 pm
As I argue in this article, the great bulk of the precedent says “everyone who uses mass communications technology,” whether or not they are members of some group called the “media;” see also Obsidian Finance Group LLC v. [read post]
