Search for: "OptionsXpress Holdings Inc."
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5 Sep 2014, 6:20 am
The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm optionsXpress, Inc. [read post]
17 May 2012, 6:22 am
The Charles Schwab Corp. last year bought optionsXpress Holdings Inc., the parent company of brokersXpress. [read post]
23 Aug 2016, 6:03 am
In April 2012, the SEC charged optionsXpress, Inc., an online brokerage and clearing agency, with violating Rules 204 and 204T under Regulation SHO. [read post]
2 Jan 2014, 9:15 am
: 3-15587 Case filed: October 24, 2013 Qualifying judgment/order: October 24, 2013 11/21/2013 02/19/2014 2013-103 In the Matter of OX Trading, LLC, optionsXpress, Inc., and Thomas E. [read post]