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29 Apr 2024, 3:08 am
Sarbanes-Oxley Compliance The Sarbanes-Oxley Act (SOX) imposes stringent financial reporting and internal control requirements on publicly traded companies. [read post]
23 Apr 2024, 10:56 am
So, he filed suit under a provision of the Sarbanes-Oxley Act, which protects whistleblowers. [read post]
8 Apr 2024, 9:43 am
” Professors Levmore and Robertson, played by Maggie Wells, ’24, audition for the keynote presentation, singing that they’re bringing econ back. [read post]
14 Mar 2024, 3:00 am
While we’re on the topic of whistleblowers, this CLS Blue Sky blog from Ropes & Gray discusses the recent SCOTUS decision in Murray v. [read post]
8 Sep 2023, 12:37 pm
A list of all petitions we’re watching is available here. [read post]
5 Aug 2023, 4:35 pm
Section 1512 is part of the Sarbanes-Oxley act, passed in the wake of the Enron scandal. [read post]
28 Jul 2023, 1:02 pm
Learning these elements could help you if you’re thinking about investing, red flags to look for, and what to do if you feel as though you’ve been defrauded. [read post]
21 Jun 2023, 8:15 am
” You’re surprised to hear that aren’t you? [read post]
11 Jun 2023, 9:26 am
Once they’re on the radar as an agency that’s accessed this information, it creates this whole host of reporting requirements they must follow. [read post]
20 Mar 2023, 9:05 pm
In Kelly, which was a rare unanimous decision, the staff of New Jersey Governor Christie concocted a scheme to restrict access to the George Washington Bridge for residents of Fort Lee, New Jersey, as retaliation for the failure of its mayor to endorse Governor Christie’s re-election campaign. [read post]
2 Mar 2023, 6:00 am
“What we’re proud of is the deep level of data at that initial point of intake integrated throughout matter workflows, avoiding re-data entry. [read post]
6 Feb 2023, 1:37 pm
In my forthcoming article, I discuss Sarbanes-Oxley Section 404 and the administrative legacy its implementation history has had on the SEC. [read post]
3 Feb 2023, 12:22 pm
A list of all petitions we’re watching is available here. [read post]
19 Jan 2023, 11:16 am
We're taking part in Copyright Week, a series of actions and discussions supporting key principles that should guide copyright policy. [read post]
22 Dec 2022, 3:10 pm
[E]ven [if the public sat in the available space in the back of the courtroom], they're going to be seated about six feet behind the second row of jurors, and I'm not—I'm just not comfortable with that. [read post]
19 Dec 2022, 5:01 am
” Herein lies the core problem when 1512(c)(2) is interpreted beyond the plain meaning of the text: “You’re going down a path where you’re going to end up with no one really knowing what this means. [read post]
7 Sep 2022, 9:01 pm
Responses to HFCAA Include Issuers Engaging New Lead Audit Firms To re-enforce the reforms made by SOX to address threats to the integrity of audits and lack of investor protection, Congress enacted HFCAA, which amends SOX to require the PCAOB to determine whether it is unable to inspect or investigate completely registered public accounting firms located in a foreign jurisdiction because of a position taken by one or more authorities in that jurisdiction. [read post]
29 Aug 2022, 8:43 am
The Sarbanes-Oxley Act of 2002 (SOX) is designed to prevent fraud in publicly traded companies. [read post]
19 Aug 2022, 7:21 am
The report states that in accordance with the requirements of the Sarbanes-Oxley Act, the board will publish all quality control criticisms that the firms have not remediated to the PCAOB’s satisfaction within the required time period.Strengthening enforcement. [read post]
12 Aug 2022, 3:09 pm
Sec. 1519 was originally enacted in the wake of the Enron and Worldcom corporate scandals as part of the Sarbanes-Oxley Act of 2002. [read post]
