Search for: "PRUDENTIAL ASSET ALLOCATION FUND"
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3 Apr 2024, 9:03 pm
A fund sponsor might receive dozens of comments on a filing for a fund when the only distinction from an existing fund is the asset class in which it invests. [read post]
15 Feb 2024, 9:08 pm
The disrupted websites include fake investment platforms, crypto-asset scam websites, and imposter scam websites where legitimate financial services businesses are impersonated. [read post]
25 Oct 2023, 9:01 pm
It does not blame regulatory tailoring for reduced supervisory intensity, except when SVB had assets between $50-$100 billion. [read post]
20 Aug 2023, 4:04 pm
Meanwhile APRA has revamped its prudential regulation, finalising the long awaited operating risk prudential standard CPS 230, publishing investment governance guidance and committing to an industry wide assessment of the cyber capability of the financial services regime. [read post]
9 Aug 2023, 9:01 pm
Although the stated intent of the G-SIB Proposal is to improve the “precision of the G-SIB surcharge,” the changes to the calculation of the cross-jurisdictional activity indicator to include derivatives exposures would cause nine banking organizations or their intermediate holding companies to shift into Category II from Categories III and IV for purposes of the enhanced prudential standards. [read post]
21 Jun 2023, 9:48 pm
Funding has also been allocated to establish a sovereign green bond program to raise capital for environmental and climate change related programs. [read post]
28 Mar 2023, 5:55 am
These tools are designed to protect and enhance UK financial stability, protect public funds and ensure the continuity of banking services. [read post]
16 Mar 2023, 9:05 pm
Yet the FSB has dismissed too quickly the need to review whether the prudential rules that apply to banks are adversely affecting their market intermediation activities. [read post]
6 Jun 2022, 4:27 pm
None of these funds were returned to the pool. [read post]
25 Apr 2022, 7:56 am
Finally, Niinistö wants to improve the framework to ensure that risk caused by stranded assets are reflected in the EU prudential framework Marco Zanni (ID, IT) acknowledges the issues mentioned by the other shadow rapporteurs and thinks that it is crucial to define a more flexible approach instead of imposing too rigid a structure. [read post]
8 Dec 2021, 11:27 am
Audited financial statements must be sent to investors in the fund within 120 days after the fund’s fiscal year-end (or for fund-of-fund clients, within 180 days after fiscal year-end). [read post]
8 Dec 2021, 7:27 am
Audited financial statements must be sent to investors in the fund within 120 days after the fund’s fiscal year-end (or for fund-of-fund clients, within 180 days after fiscal year-end). [read post]
3 Nov 2021, 7:05 am
These prudential risks are discussed in Part II, which includes the prudential regulatory gaps, and Part III describes the PWG’s recommendations for addressing these risks. [read post]
8 Oct 2020, 6:06 pm
As a response to the surveillance, the regulator has sought corrective action from 13 REs to change the names of their funds to reflect the product composition, amend the asset allocation to reflect the fund’s name, review the funds and even withdraw misleading promotional materials. [read post]
3 Sep 2020, 8:57 pm
APRA identified the challenges of maintaining actual asset allocations which are consistent with the strategic asset allocations in trustees’ investment strategies as well as the need for improvement in the management of liquidity risk. [read post]
5 May 2020, 9:24 pm
Assessment of liquidity risk should account for member demographics at the fund and investment option level, the quantum and nature of illiquid assets within the investment strategy, and sensitivity of the asset allocation to any changes in market or member sentiment, which may trigger member switching, porting or otherwise accessing super and thereby increasing the need for liquidity. [read post]
10 Dec 2019, 5:03 pm
APRA’s information paper contains explanations of how the regulator selected the metrics and benchmarks used in the heatmap, as well as the methodology used to take into account important differences in products’ investment strategy and asset allocation. [read post]
28 Feb 2019, 6:41 pm
In fact, responding to economic crises often requires actions by the Government that are dictated by the urgency to protect resources and assets that will, in the long term, serve to protect and fulfil human rights. [read post]
14 Feb 2019, 4:44 am
Once in the TPR the FCA or PRA (as relevant) will allocate a “landing slot” in which the firm or fund must submit its application for UK authorisation. [read post]
1 Feb 2019, 12:00 am
Once jurisdiction applies, they must comply with the prudential requirements of those states. [read post]
