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5 Jun 2024, 8:20 am
Open Finance Regulating access to financial data – and more broadly, the growing role of BigTech in financial services – is likely to be one of the key areas of policy and legislative debate in the coming legislative cycle. [read post]
3 Jun 2024, 10:00 pm
Dodd-Frank Enhanced Prudential Standards Roadmap Access this practice note to gain an understanding of the Federal Reserve and Federal Deposit Insurance Corporation (FDIC) requirements for Living Wills, including addressing nonbanking activities, contractual obligations, and counterparty risks. [read post]
1 Jun 2024, 9:05 pm
In addition to teaching at LSE, Black serves as an external member of the Bank of England’s Prudential Regulation Committee and its Financial Markets Infrastructure Committee. [read post]
29 May 2024, 9:01 pm
But in Consumer Financial Protection Bureau (CFPB) v. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
28 May 2024, 10:00 pm
The UK Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) recently published their final rules relating to securitisation. [read post]
24 May 2024, 7:34 am
While the inquiry certainly created momentum around the discussion, the current government does not intend to push forward legislative changes, and the two regulators (the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA)) are still deep in review of their policy direction, although they have set some expectations about their priorities. [read post]
24 May 2024, 4:40 am
Prior to that, she was vice president for ethics and employee resolution programs at Prudential Financial. [read post]
24 May 2024, 4:11 am
The consultation closes on 29 May 2024. 30 May 2024 – On 30 April 2024, the Prudential Regulation Authority (PRA) published an Occasional Consultation Paper, CP6/24, which sets out its proposals to make minor amendments to PRA rules and to add a new rule to the Policyholder Protection Part of the PRA Rulebook. [read post]
24 May 2024, 12:37 am
The letter outlines the BoE’s and the PRA’s statutory objectives and secondary objectives, and explains that their focus is on understanding how to support the safe and responsible adoption of AI and machine learning (ML) in financial services from a macro-financial and prudential perspective, given the potential benefits – including driving innovation – that AI/ML could bring to firms. [read post]
22 May 2024, 1:02 pm
Other provisions address record keeping, annual privacy notices, and oversight of service providers, as well as expanding the scope of financial institutions and “customer information” covered by the rule. [read post]
22 May 2024, 6:23 am
Even if they think they know the job involves preparing tax returns and reviewing financial documents, they remain unaware of how stressful the job of an accountant can be. [read post]
21 May 2024, 9:06 am
A while ago, the French Prudential Supervision and Resolution Authority (ACPR) issued an important discussion document on the governance of AI in finance. [read post]
20 May 2024, 8:03 pm
Regulatory activity in the financial services sector picked up between February and April 2024. [read post]
15 May 2024, 9:05 pm
The alternative to executing a financial transaction through an exchange is turning to the over-the-counter (OTC) market. [read post]
15 May 2024, 8:19 am
On 14 May 2024, the House of Commons’Treasury Committee published a report setting out the responses of HM Treasury, the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) to its March 2024 report on sexual harassment and bullying in the financial services sector. [read post]
