Search for: "Prime Fiduciary Services"
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29 Apr 2024, 5:37 am
Because let me suggest and suggest strongly that it is a big mistake to think of these people as your “partner” if by “partner” you mean someone who treats you ethically and politely, reasonably and in good faith like a true fiduciary. [read post]
1 May 2023, 7:46 am
BBC Chair, Richard Sharp resigned this week after an investigation revealed that he had failed to disclose key information about his links to former prime Minister Boris Johnson when applying for the job in 2021. [read post]
12 Apr 2023, 8:25 am
They may go to a prime broker or a bank and borrow money, sometimes three to five times leverage, by buying stocks on margin. [read post]
8 Nov 2022, 1:03 pm
(I'm still waiting on a referral fee for that service....) [read post]
31 Oct 2022, 5:01 am
There are a handful of tech companies operating what have become the most essential and commonly used services that shape the lives of citizens in most countries. [read post]
26 Jul 2022, 9:01 pm
The Division’s focus on fees can take many forms, and—as I have noted before—our authorities under the Investment Company Act encompass not merely the form and content of disclosure, but also helping to ensure that advisers comply with their fiduciary obligations. [read post]
18 Jul 2022, 2:46 pm
It is also increasingly being explored by civil society organizations and investors as a means by which investors can hold their investee companies to account where the market has been misled, to satisfy their fiduciary, stewardship and ESG-related obligations and commitments. [read post]
5 Jul 2022, 3:28 am
Iviz LLC, 40 Misc3d 1217(A), 975 NYS2d 712 [Supreme Court Kings County 2013] Schedule K-1′ s do not constitute “incontrovertible proof of ownership” (id). [read post]
20 May 2022, 1:56 pm
Koppelman then points to what he considers to be the three prime examples of what he calls "Rules-Reductive Originalism": Randy Barnett on the Commerce Clause, Rob Natelson the Coinage Clause, and Natelson-Kopel on the Necessary and Proper Clause. [read post]
24 Mar 2022, 6:55 am
His previous employers were National Securities Corporation (CRD#:7569) and Prime Capital Services, Inc. [read post]
11 Oct 2021, 7:59 pm
DFARS 252.204-7019 (interim) requires primes and subcontractors to submit self-assessment of NIST 800-171 controls through the Supplier Performance Risk System (SPRS). [read post]
12 Aug 2021, 4:20 pm
And to make matters worse, the company has been gilding such excuses with legally indefensible claims about the enforceability of its terms of service. [read post]
9 May 2021, 4:07 pm
Negligence at the Breach: Information Fiduciaries and the Duty to Care for Data, Connecticut Law Review, Forthcoming, Daniel M. [read post]
15 Apr 2021, 4:00 am
…Lawyers have duties of candour and fiduciary duties that would prevent such tactics, whereas digital tools do not. [read post]
12 Feb 2021, 3:00 am
Such groups say demand for their free services has never been higher. [read post]
22 Sep 2020, 7:24 am
O’Hagan’s conception of a person being liable for insider trading based on her breach of a fiduciary duty owed to the source of the information brought about the era of insider trading premised on misappropriation theory. [read post]
25 Apr 2020, 10:17 am
The Act shields a provider of an interactive computer service from liability for content posted on the online service, but only if the service provider did not itself generate the content. [read post]
10 Mar 2020, 1:20 pm
Lastly, the panel emphasized the necessity of having a diverse board, including representation from clients serviced by the mission. [read post]
5 Mar 2020, 4:04 am
Billing for services were allegedly rendered to the patients from June 2007 through 2011″ (Zegelstein v Faust, Slip Op 31257(U), *2 [Sup Ct, NY County 2017]). [read post]
19 Feb 2020, 9:05 pm
Moran proposes a regulation that would require fiduciaries to adopt certain policies and procedures, such as implementing up-to-date practices to vet new service providers and monitoring existing service providers, while giving them discretion to shape their own security measures. [read post]
