Search for: "Raymond James Financial Services, Inc." Results 1 - 20 of 201
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29 Apr 2024, 1:40 pm by The White Law Group
FINRA BrokerCheck Report – Andrew Egber      According to this FINRA BrokerCheck report, Andrew Egber was affiliated with the following fir ms during his career, among others:   05/27/2022 – 04/18/2024, STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254), BETHESDA, MD, B, 01/12/2018 – 05/27/2022, RAYMOND JAMES FINANCIAL SERVICES, INC. [read post]
5 Jan 2024, 1:41 pm by Silver Law Group
  John Goodwin   LPL Financial LLC   MML Investors Servies, LLC   Jane Terry   Raymond James Financial Services, Inc. [read post]
28 Nov 2023, 7:42 am by Silver Law Group
Jermaine Benjamin (CRD# 6152653, Jermaine K Benjamin, Jermaine Kahlil Benjamin) is a former registered broker and investment advisor last employed by Raymond James Financial Services, Inc. [read post]
12 Nov 2023, 9:23 pm by D. Daxton White
The Ten Fastest Growing Independent Broker-Dealers in 2022 According to  Investment News, the following brokerage firms are the top ten fastest growing independent broker-dealers, as of December 2022: 1 Alden Investment Group 2022 revenue: $18.35 million 2021 revenue: $5.88 million Change: 212.1% 2 Prospera Financial Services, Inc. 2022 revenue: $109.94 million 2021 revenue: $82.01 million Change: 34.1% 3 Arkadios Capital … [read post]
26 Oct 2023, 7:49 am by Silver Law Group
  Morgan Stanley   Timothy Claypool   Northwestern Mutual Investment Services, LLC   Farmers Financial Solutions, LLC   Ebony Parks   LPL Financial LLC   Wells Fargo Clearing Services, LLC   Rashawn Russell   Deutsche Bank Securities Inc. [read post]
25 Oct 2023, 12:49 pm by Silver Law Group
  Joseph Desapio   Spartan Capital Securities, LLC   Worden Capital Management LLC   DeVere Dudley   Raymond James Financial Services, Inc. [read post]
17 Oct 2023, 7:25 am by Silver Law Group
Ocean Financial Services Raymond James & Associates Raymond James Financial Services Suntrust Investment Services Truist Investment Services United Nations Federal Credit Union (UNFCU) Unionbanc Investment Services Greg Lindberg Northstar Financial Services (Bermuda) was one of several insurance companies bought by financier Greg Lindberg in 2018 through his Bermuda… [read post]
9 Oct 2023, 1:21 pm
Raymond James Financial Services, Inc., Petitioner, v. [read post]
24 Jul 2023, 10:51 am by The White Law Group
       According to her FINRA broker report, Lynn Bryant was reportedly affiliated with the following firms during her career, among others:      B , 10/24/2007 – 10/07/2022 , LPL FINANCIAL LLC (CRD#:6413) , HURST, TX  B , 07/14/2000 – 10/25/2007 , RAYMOND JAMES FINANCIAL SERVICES, INC. [read post]
10 Jun 2023, 6:23 am by Stoltmann Law
The Financial Industry Regulatory Authority Inc. on Thursday barred a financial advisor who borrowed more than $850,000 while registered with LPL Financial and later Raymond James Financial Services Inc. [read post]
9 Jun 2023, 12:54 pm by The White Law Group
According to his FINRA BrokerCheck report, Benjamin was reportedly affiliated with the following firms during his career: 07/29/2020 – 04/12/2022, RAYMOND JAMES FINANCIAL SERVICES, INC. [read post]
17 Apr 2023, 1:56 pm by Kevin LaCroix
” The complaint alleges that the company’s share price declined almost 11% on the “aftermarket update and Raymond James downgrade. [read post]
10 Apr 2023, 8:26 am by The White Law Group
(CRD#:10641), Chattanooga, TN,    B, 06/29/2012 – 03/13/2020, RAYMOND JAMES FINANCIAL SERVICES, INC. [read post]
30 Mar 2023, 2:08 pm by Silver Law Group
Ocean Financial Services Raymond James & Associates Raymond James Financial Services Suntrust Investment Services Truist Investment Services United Nations Federal Credit Union (UNFCU) Unionbanc Investment Services Those financial products included: Global Interest Accumulator Global Advantage Plus Series Global Advantage Select Global VIP Elite Global Index Product Northstar investors can… [read post]