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21 May 2024, 9:01 pm
This should make the Final Rule less disruptive for managers of private funds such as private equity, credit, real estate and hedge funds than the 2016 rule, but there are certain important points for managers to focus on. [read post]
21 May 2024, 8:17 am
They noticed the same two men carrying similar-looking black bags walking down a private road marked “no trespassing. [read post]
20 May 2024, 9:05 pm
As stated in Blue Chip Stamps: “A private damages action under Rule 10b-5 is confined to actual purchasers or sellers of securities. [read post]
18 May 2024, 12:05 pm
Public charities may still engage in common election-year activities like voter registration and get-out-the-vote drives if done in a nonpartisan manner. [read post]
17 May 2024, 4:29 pm
Make sure you have your ticket – registration closes this Friday, May 17. [read post]
17 May 2024, 1:29 pm
Thursday June 6, 5:30 - 6:30 PM Join the FBA for our next Evening with the FBA event which is a private tour of the Helis Foundation John Scott Center. [read post]
17 May 2024, 4:43 am
Being a devolved matter, this step requires the Central Government to obtain the approval of a Northern Ireland Department (Roinn i dTuaisceart Éireann) and the Scottish Ministers (Mhinistearan na h-Alba).[31] Furthermore, this approach also implies that there will be no comparable exclusion of insurance matters as under the HCCH 2005 Convention.[32] However, the Responses contemplated making use of the bilateralisation mechanism in relation to the Russian Federation upon its accession to the… [read post]
16 May 2024, 9:01 pm
Congress repealed the exception that most private fund advisers previously relied on to avoid registration with the SEC.[23] Congress also directed the SEC to collect information from private funds “as necessary and appropriate in the public interest and for the protection of investors, or for the assessment of systemic risk by the FSOC. [read post]
15 May 2024, 1:19 pm
APRA Sec. 13(c)(5)&(6). [read post]
13 May 2024, 3:42 pm
The question in this case is whether the failure to disclose information required by Item 303 can support a private action under Rule 10b–5(b), even if the failure does not render any “statements made” misleading. [read post]
7 May 2024, 3:15 am
The memo also notes that while Rule 10b-5 may not be available to private plaintiffs in a pure omissions case, Section 11 of the Securities Act does provide for liability based on material omissions of information required to be included in a Securities Act registration statement. [read post]
6 May 2024, 4:43 am
IPSO 21530-23 Carragher v Sunday Mail, 1 Accuracy (2021), Breach – sanction: publication of adjudication 21105-23 Trump International Golf Club Scotland Limited v The Scotsman, 1 Accuracy (2021), No breach – after investigation Resolution Statement – 00419-24 Hedges and Baker v Mail Online, 2 Privacy (2021), 4 Intrusion into grief or shock (2021), 3 Harassment (2021), 1 Accuracy (2021), Resolved – IPSO mediation Events The ICO has opened registration for its annual… [read post]
3 May 2024, 3:00 am
Golden Doubles Down on Campaign Finance Reform with New Legislation Yahoo News – Emma Davis (Maine Morning Star) | Published: 5/2/2024 U.S. [read post]
1 May 2024, 12:30 pm
Consultancy: Academic Content Development and Facilitation, Refugee-Led Research Hub [info]- Submit application materials by 5 May 2024.Call for registration: 35th Online Course on International Refugee Law (English), 3-28 June 2024 [info]- Register by 6 May 2024.Call for participants: Teaching Refugee History, London, 24 June 2024 [info]- Submit expressions of interest by 10 May 2024.Short course: Modern Day Slavery: exploring the intersectionality of gender, migration and… [read post]
30 Apr 2024, 3:30 am
Violations by or through public or private companies with 50 or more employees related to healthcare fraud or illegal healthcare kickbacks committed 5. [read post]
25 Apr 2024, 1:28 pm
., ruling that a “pure omission” is not actionable in private litigation under Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5(b) thereunder, even if the omitted information was required to be disclosed pursuant to other SEC rules. [read post]
22 Apr 2024, 1:11 pm
Private equity firms and their sponsored funds are not signatories to a portfolio company’s registration statements or prospectuses. [read post]
22 Apr 2024, 3:38 am
The course is also open to lawyers in private practice and other groups who need a training on the Unified Patent Court and the Unitary Patent legal framework.Click here for more information. [read post]
19 Apr 2024, 9:27 am
Of note, neither private funds nor investment advisers (trading for their own account) are exempt from the dealer or government securities dealer registration requirements. [read post]
17 Apr 2024, 9:01 pm
” The Court rejected the argument that without private liability for pure omissions under Rule 10b–5(b), there will be “broad immunity any time an issuer fraudulently omits information Congress and the SEC require it to disclose” because (i) “private parties remain free to bring claims based on Item 303 violations that create misleading half-truths” and (ii) “the SEC retains authority to prosecute violations of its own regulations. [read post]
